SEC Form 4 · accession 0000950138-17-000697

EMERSON ELECTRIC CO · EMR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec VP - Org. Planning & Dev.

Period of report

Sep 30, 2017

Accepted (ET)

Oct 3, 2017 · 4:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000032604

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Sep 30, 2017	M	8,944	—	A	73,591	D
Common Stock^F3,F4	Sep 30, 2017	F	2,983	$62.805	D	70,608	D
Common Stock	holding	—	—		—	1,343	I	401(k) plan
Common Stock	holding	—	—		—	1,476,695	I	401(k) excess plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2,F5	—	Sep 30, 2017	M	8,944	D	—	—	Common Stock	8,944	0	D

F1Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.
F2Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.
F3Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.
F4Fair market value on date of the vesting described in Note 1.
F5Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.