Company · CIK 0000350797 · SIC 6282 — Investment Advice

EATON VANCE CORP · EV

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $716k · 7sales $90.0M · 56net −$89.3M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 11, 2019 FForm 4 →	Jan 14, 3:51 pm EST	Julie E RozenChief Accounting Officer	120	$36.20	$4,344	8,667	—	plan?
Dec 17, 2018 PForm 4 →	Dec 19, 12:11 pm EST	Winthrop H Smith Jr.Director	10,000	$34.89	$348,862	19,000	+111%	plan?
Nov 15, 2018 PForm 4 →	Dec 20, 9:33 pm EST	Matthew J WitkosOther	21	$43.66	$917	344	+6.50%	plan? late
Nov 2, 2018 FForm 4 →	Nov 6, 11:48 am EST	Matthew J WitkosOther	6,338	$45.44	$287,999	225,918	—	plan?
Nov 2, 2018 FForm 4 →	Nov 6, 11:41 am EST	Frederick S MariusChief Legal Officer	1,840	$45.44	$83,610	40,519	—	plan?
Nov 2, 2018 FForm 4 →	Nov 6, 11:15 am EST	Brian D. LangstraatDirector	3,869	$45.44	$175,807	159,704	—	plan?
Nov 2, 2018 FForm 4 →	Nov 6, 10:59 am EST	Laurie G HyltonChief Financial Officer	2,619	$45.44	$119,007	234,905	—	plan?
Nov 2, 2018 FForm 4 →	Nov 6, 10:36 am EST	Daniel C. CataldoChief Administrative Officer	486	$45.44	$22,084	182,634	—	plan?
Nov 1, 2018 AFForm 4 →	Nov 6, 11:56 am EST	Thomas E Faust Jr.CEO, Director	24,805	$45.39	$1,126,004	2,935,874	—	plan? late
Nov 1, 2018 AForm 4 →	Nov 6, 11:48 am EST	Julie E RozenChief Accounting Officer	67	$40.55	$2,717	8,858	—	plan? late
Nov 1, 2018 AFForm 4 →	Nov 5, 5:15 pm EST	Brian D. LangstraatDirector	52,433	—	—	163,573	—	plan?
Nov 1, 2018 AFForm 4 →	Nov 5, 5:12 pm EST	Matthew J WitkosOther	43,120	$45.50	$76,304	232,256	—	plan?
Nov 1, 2018 AFForm 4 →	Nov 5, 4:34 pm EST	Frederick S MariusChief Legal Officer	15,774	$45.50	$33,670	42,359	—	plan?
Nov 1, 2018 AFForm 4 →	Nov 5, 4:06 pm EST	Laurie G HyltonChief Financial Officer	23,794	$45.50	$46,410	237,524	—	plan?
Nov 1, 2018 AFForm 4 →	Nov 5, 3:54 pm EST	Thomas E Faust Jr.CEO, Director	119,083	$45.50	$343,525	2,960,215	—	plan?
Nov 1, 2018 AFForm 4 →	Nov 5, 12:38 pm EST	Daniel C. CataldoChief Administrative Officer	6,869	$45.50	$28,938	183,120	—	plan?
Nov 1, 2018 DMForm 4 →	Nov 5, 11:58 am EST	Dorothy E PuhyDirector	4,224	$45.50	$96,096	23,981	—	plan?
Nov 1, 2018 DMForm 4 →	Nov 5, 11:33 am EST	Leo I Higdon Jr.Director	4,224	$45.50	$96,096	4,021	—	plan?
Nov 1, 2018 DMForm 4 →	Nov 5, 11:03 am EST	Ann E BermanDirector	4,224	$45.50	$96,096	0	—	plan?
Nov 1, 2018 DMForm 4 →	Nov 5, 10:29 am EST	Winthrop H Smith Jr.Director	4,224	$45.50	$96,096	9,000	—	plan?
Nov 1, 2018 DMForm 4 →	Nov 5, 8:58 am EST	Richard A Spillane Jr.Director	4,224	$45.50	$96,096	0	—	plan?
Oct 30, 2018 SForm 4 →	Oct 31, 5:20 pm EDT	Thomas E Faust Jr.CEO, Director	44,825	$43.23	$1,937,906	2,856,232	−1.55%	plan?
Oct 30, 2018 MForm 4 →	Oct 31, 5:20 pm EDT	Thomas E Faust Jr.CEO, Director	61,540	$21.46	$1,320,839	2,901,057	—	plan?
Oct 29, 2018 SForm 4 →	Oct 30, 5:00 pm EDT	Thomas E Faust Jr.CEO, Director	54,134	$43.38	$2,348,414	2,839,517	−1.87%	plan?
Oct 29, 2018 MForm 4 →	Oct 30, 5:00 pm EDT	Thomas E Faust Jr.CEO, Director	75,000	$21.46	$1,609,733	2,893,651	—	plan?
Oct 26, 2018 SForm 4 →	Oct 29, 12:57 pm EDT	Thomas E Faust Jr.CEO, Director	43,500	$43.01	$1,870,778	2,818,651	−1.52%	plan?
Oct 26, 2018 MForm 4 →	Oct 29, 12:57 pm EDT	Thomas E Faust Jr.CEO, Director	60,000	$21.46	$1,287,786	2,862,151	—	plan?
Oct 23, 2018 SForm 4 →	Oct 24, 11:48 am EDT	Leo I Higdon Jr.Director	5,943	$43.97	$261,291	4,021	−59.6%	plan?
Oct 23, 2018 MForm 4 →	Oct 24, 11:48 am EDT	Leo I Higdon Jr.Director	5,943	$21.46	$127,555	9,964	—	plan?
Oct 22, 2018 SForm 4 →	Oct 23, 11:45 am EDT	Thomas E Faust Jr.CEO, Director	33,407	$45.50	$1,519,918	2,802,151	−1.18%	plan?
Oct 11, 2018 SForm 4 →	Oct 12, 11:27 am EDT	Brian D. LangstraatDirector	13,000	$47.50	$617,495	124,742	−9.44%	plan?
May 4, 2018 AJForm 4 →	May 8, 4:57 pm EDT	Daniel C. CataldoChief Administrative Officer	9,392	$8.54	$40,104	18,623	—	plan?
May 4, 2018 SForm 4 →	May 8, 4:46 pm EDT	Jeffrey P BealeChief Administrative Officer	29,389	$8.54	$250,982	0	−100%	plan?
May 4, 2018 JForm 4 →	May 8, 4:46 pm EDT	Jeffrey P BealeChief Administrative Officer	29,389	—	—	0	—	plan?
May 1, 2018 AFForm 4 →	Jul 11, 11:21 am EDT	Edward J. PerkinChief Equity Inv. Officer	4,106	$53.17	$218,307	122,729	—	plan? late
Feb 16, 2018 AFForm 4 →	Nov 5, 5:13 pm EST	Julie E RozenChief Accounting Officer	4,281	$46.11	$47,404	8,720	—	plan? late
Jan 16, 2018 SForm 4 →	Jan 17, 2:37 pm EST	Dorothy E PuhyDirector	9,490	$60.49	$574,050	23,981	−28.4%	plan?
Jan 16, 2018 MForm 4 →	Jan 17, 2:37 pm EST	Dorothy E PuhyDirector	15,822	$36.64	$579,796	33,471	—	plan?
Jan 12, 2018 SForm 4 →	Jan 16, 4:45 pm EST	Matthew J WitkosOther	25,000	$60.35	$1,508,820	192,490	−11.5%	plan?
Jan 11, 2018 FForm 4 →	Jan 12, 2:31 pm EST	Julie E RozenChief Accounting Officer	87	$59.99	$5,219	4,581	—	plan?
Dec 13, 2017 GMForm 4 →	Oct 12, 2018, 11:27 am EDT	Brian D. LangstraatDirector	37,081	$21.46	$470,600	137,742	—	plan? late
Dec 7, 2017 GForm 5 →	Dec 20, 2018, 8:58 pm EST	Matthew J WitkosOther	3,000	—	—	221,882	—	plan?
Dec 5, 2017 GForm 4 →	Feb 16, 2018, 2:30 pm EST	Leo I Higdon Jr.Director	740	—	—	4,021	—	plan? late
Nov 3, 2017 FForm 4 →	Nov 7, 10:19 am EST	Matthew J WitkosOther	5,879	$51.07	$300,241	217,490	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 10:08 am EST	Payson F SwaffieldOther	8,833	$51.07	$451,101	681,537	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 9:48 am EST	Edward J. PerkinChief Equity Inv. Officer	2,029	$51.07	$103,621	127,299	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 9:42 am EST	Frederick S MariusChief Legal Officer	1,778	$51.07	$90,802	28,065	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 9:36 am EST	Brian D. LangstraatDirector	783	$51.07	$39,988	130,971	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 9:28 am EST	Laurie G HyltonChief Financial Officer	2,535	$51.07	$129,462	215,770	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 9:14 am EST	Thomas E Faust Jr.CEO, Director	15,601	$51.07	$796,743	2,790,542	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 9:03 am EST	Jeffrey P BealeChief Administrative Officer	2,687	$51.07	$137,225	363,670	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 12:25 pm EST	Matthew J WitkosOther	1,587	$51.04	$81,000	223,369	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 12:16 pm EST	Payson F SwaffieldOther	2,606	$51.04	$133,010	690,370	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 12:10 pm EST	Brian D. LangstraatDirector	1,284	$51.04	$65,535	131,754	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 12:02 pm EST	Edward J. PerkinChief Equity Inv. Officer	883	$51.04	$45,068	129,328	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 11:51 am EST	Frederick S MariusChief Legal Officer	499	$51.04	$25,469	29,843	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 11:39 am EST	Laurie G HyltonChief Financial Officer	819	$51.04	$41,802	218,305	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 11:31 am EST	Thomas E Faust Jr.CEO, Director	5,175	$51.04	$264,132	2,806,143	—	plan?
Nov 2, 2017 FForm 4 →	Nov 6, 11:17 am EST	Jeffrey P BealeChief Administrative Officer	838	$51.04	$42,772	366,357	—	plan?
Nov 2, 2017 DMForm 4 →	Nov 6, 10:56 am EST	Winthrop H Smith Jr.Director	3,174	$51.04	$81,000	9,000	—	plan?
Nov 2, 2017 DMForm 4 →	Nov 6, 10:49 am EST	Dorothy E PuhyDirector	3,174	$51.04	$81,000	17,649	—	plan?
Nov 2, 2017 DMForm 4 →	Nov 6, 10:36 am EST	Leo I Higdon Jr.Director	3,174	$51.04	$81,000	4,761	—	plan?
Nov 2, 2017 DMForm 4 →	Nov 6, 10:27 am EST	Ann E BermanDirector	3,174	$51.04	$81,000	0	—	plan?
Nov 2, 2017 DMForm 4 →	Nov 6, 10:17 am EST	Richard A Spillane Jr.Director	3,174	$51.04	$81,000	0	—	plan?
Nov 1, 2017 AGMForm 4 →	Oct 23, 2018, 11:45 am EDT	Thomas E Faust Jr.CEO, Director	50,866	$21.69	$1,039,889	2,835,558	—	plan? late
Nov 1, 2017 AFForm 4 →	May 3, 2018, 3:04 pm EDT	Jeffrey P BealeChief Administrative Officer	14,285	$53.35	$762,127	350,457	—	plan? late
Nov 1, 2017 AFForm 4 →	Jan 16, 2018, 4:37 pm EST	Edward J. PerkinChief Equity Inv. Officer	1,536	$56.34	$86,533	126,343	—	plan? late
Nov 1, 2017 AFForm 4 →	Nov 3, 2:35 pm EDT	Brian D. LangstraatDirector	35,767	$50.67	$149,679	133,038	—	plan?
Nov 1, 2017 AFForm 4 →	Nov 3, 2:15 pm EDT	Frederick S MariusChief Legal Officer	10,978	$50.67	$67,796	30,342	—	plan?
Nov 1, 2017 AFForm 4 →	Nov 3, 2:10 pm EDT	Edward J. PerkinChief Equity Inv. Officer	26,039	$50.67	$41,499	130,211	—	plan?
Nov 1, 2017 AFForm 4 →	Nov 3, 2:06 pm EDT	Payson F SwaffieldOther	46,387	$50.67	$327,683	692,976	—	plan?
Nov 1, 2017 AFForm 4 →	Nov 3, 1:59 pm EDT	Matthew J WitkosOther	31,689	$50.67	$315,623	224,956	—	plan?
Nov 1, 2017 AFForm 4 →	Nov 3, 1:51 pm EDT	Thomas E Faust Jr.CEO, Director	94,921	$50.67	$759,087	2,811,318	—	plan?
Nov 1, 2017 AFForm 4 →	Nov 3, 1:44 pm EDT	Jeffrey P BealeChief Administrative Officer	16,355	$50.67	$142,636	367,195	—	plan?
Nov 1, 2017 AFForm 4 →	Nov 3, 1:40 pm EDT	Laurie G HyltonChief Financial Officer	15,381	$50.67	$85,176	219,124	—	plan?
Oct 26, 2017 SForm 4 →	Oct 27, 9:53 am EDT	Dorothy E PuhyDirector	5,953	$51.08	$304,105	17,649	−25.2%	plan?
Oct 26, 2017 MForm 4 →	Oct 27, 9:53 am EDT	Dorothy E PuhyDirector	11,322	$26.29	$297,644	23,602	—	plan?
Oct 24, 2017 SForm 4 →	Oct 25, 11:43 am EDT	Payson F SwaffieldOther	71,739	$51.81	$3,716,805	659,523	−9.81%	plan?
Oct 18, 2017 SForm 4 →	Oct 20, 10:45 am EDT	Jeffrey P BealeChief Administrative Officer	24,140	$51.36	$1,239,734	356,470	−6.34%	plan?
Oct 17, 2017 SForm 4 →	Oct 18, 9:57 am EDT	Thomas E Faust Jr.CEO, Director	72,314	$51.05	$3,691,984	2,746,359	−2.57%	plan?
Oct 17, 2017 MForm 4 →	Oct 18, 9:57 am EDT	Thomas E Faust Jr.CEO, Director	76,259	$47.23	$3,601,751	2,818,673	—	plan?
Oct 13, 2017 SForm 4 →	Oct 13, 5:09 pm EDT	Matthew J WitkosOther	82,617	$51.27	$4,235,939	205,725	−28.7%	plan?
Oct 13, 2017 MForm 4 →	Oct 13, 5:09 pm EDT	Matthew J WitkosOther	82,617	$27.85	$2,300,517	288,342	—	plan?
Oct 12, 2017 SForm 4 →	Oct 13, 2:47 pm EDT	Laurie G HyltonChief Financial Officer	21,371	$50.60	$1,081,373	207,105	−9.35%	plan?
Oct 12, 2017 FMForm 4 →	Oct 13, 2:47 pm EDT	Laurie G HyltonChief Financial Officer	55,097	$28.77	$1,585,195	228,476	—	plan?
Oct 3, 2017 SForm 4 →	Oct 4, 12:08 pm EDT	Thomas E Faust Jr.CEO, Director	57,832	$49.67	$2,872,781	2,742,414	−2.07%	plan?
Oct 3, 2017 MForm 4 →	Oct 4, 12:08 pm EDT	Thomas E Faust Jr.CEO, Director	60,000	$47.23	$2,833,830	2,800,246	—	plan?
Oct 2, 2017 SForm 4 →	Oct 3, 3:02 pm EDT	Laurie G HyltonChief Financial Officer	17,003	$49.60	$843,279	188,571	−8.27%	plan?
Oct 2, 2017 FMForm 4 →	Oct 3, 3:02 pm EDT	Laurie G HyltonChief Financial Officer	21,676	$47.48	$1,029,118	205,574	—	plan?
Sep 28, 2017 SForm 4 →	Oct 2, 11:42 am EDT	Thomas E Faust Jr.CEO, Director	72,678	$49.52	$3,599,138	2,740,246	−2.58%	plan?
Sep 28, 2017 MForm 4 →	Oct 2, 11:42 am EDT	Thomas E Faust Jr.CEO, Director	75,000	$47.23	$3,542,288	2,812,924	—	plan?
Sep 28, 2017 SForm 4 →	Oct 2, 11:32 am EDT	Brian D. LangstraatDirector	12,867	$49.31	$634,424	103,179	−11.1%	plan?
Sep 28, 2017 MForm 4 →	Oct 2, 11:32 am EDT	Brian D. LangstraatDirector	12,867	$47.23	$607,716	116,046	—	plan?
Sep 28, 2017 SForm 4 →	Oct 2, 11:07 am EDT	Dorothy E PuhyDirector	6,495	$49.38	$320,696	12,280	−34.6%	plan?
Sep 28, 2017 MForm 4 →	Oct 2, 11:07 am EDT	Dorothy E PuhyDirector	6,865	$47.23	$324,237	18,775	—	plan?
Sep 27, 2017 SForm 4 →	Sep 28, 3:33 pm EDT	Winthrop H Smith Jr.Director	6,865	$48.91	$335,766	9,000	−43.3%	plan?
Sep 27, 2017 MForm 4 →	Sep 28, 3:33 pm EDT	Winthrop H Smith Jr.Director	6,865	$47.23	$324,237	15,865	—	plan?
Sep 27, 2017 SForm 4 →	Sep 28, 3:18 pm EDT	Ann E BermanDirector	6,865	$48.88	$335,592	0	−100%	plan?
Sep 27, 2017 MForm 4 →	Sep 28, 3:18 pm EDT	Ann E BermanDirector	6,865	$47.23	$324,237	6,865	—	plan?
Sep 26, 2017 SForm 4 →	Sep 27, 4:11 pm EDT	Matthew J WitkosOther	46,844	$48.39	$2,266,828	207,325	−18.4%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 15, 2019 AForm 4 →	Feb 15, 3:59 pm EST	Paula A JohnsonDirector	62	—	—	3,107	—
Feb 15, 2019 AForm 4 →	Feb 15, 3:59 pm EST	Winthrop H Smith Jr.Director	57	—	—	2,860	—
Feb 15, 2019 AForm 4 →	Feb 15, 3:59 pm EST	Richard A Spillane Jr.Director	57	—	—	2,860	—
Feb 15, 2019 AForm 4 →	Feb 15, 3:49 pm EST	Dorothy E PuhyDirector	57	—	—	2,860	—
Feb 15, 2019 AForm 4 →	Feb 15, 3:49 pm EST	Leo I Higdon Jr.Director	57	—	—	2,860	—
Feb 15, 2019 AForm 4 →	Feb 15, 3:49 pm EST	Ann E BermanDirector	57	—	—	2,860	—
Nov 15, 2018 AForm 4 →	Nov 16, 1:15 pm EST	Paula A JohnsonDirector	25	—	—	3,340	—
Nov 15, 2018 AForm 4 →	Nov 16, 1:10 pm EST	Richard A Spillane Jr.Director	22	—	—	2,833	—
Nov 15, 2018 AForm 4 →	Nov 16, 1:09 pm EST	Winthrop H Smith Jr.Director	22	—	—	2,833	—
Nov 15, 2018 AForm 4 →	Nov 16, 1:07 pm EST	Dorothy E PuhyDirector	22	—	—	2,833	—
Nov 15, 2018 AForm 4 →	Nov 16, 1:02 pm EST	Leo I Higdon Jr.Director	22	—	—	2,833	—
Nov 15, 2018 AForm 4 →	Nov 16, 1:01 pm EST	Ann E BermanDirector	22	—	—	2,833	—
Nov 1, 2018 AForm 4 →	Nov 5, 5:15 pm EST	Brian D. LangstraatDirector	171,759	—	—	171,759	—
Nov 1, 2018 AForm 4 →	Nov 5, 5:14 pm EST	Paula A JohnsonDirector	3,077	—	—	3,077	—
Nov 1, 2018 AForm 4 →	Nov 5, 5:12 pm EST	Matthew J WitkosOther	106,520	—	—	106,520	—
Nov 1, 2018 AForm 4 →	Nov 5, 4:34 pm EST	Frederick S MariusChief Legal Officer	28,831	—	—	28,831	—
Nov 1, 2018 AForm 4 →	Nov 5, 4:06 pm EST	Laurie G HyltonChief Financial Officer	55,104	—	—	55,104	—
Nov 1, 2018 AForm 4 →	Nov 5, 3:54 pm EST	Thomas E Faust Jr.CEO, Director	314,940	—	—	314,940	—
Nov 1, 2018 AForm 4 →	Nov 5, 12:38 pm EST	Daniel C. CataldoChief Administrative Officer	18,101	—	—	18,101	—
Nov 1, 2018 AMForm 4 →	Nov 5, 11:58 am EST	Dorothy E PuhyDirector	5,205	—	—	0	—
Nov 1, 2018 AMForm 4 →	Nov 5, 11:33 am EST	Leo I Higdon Jr.Director	5,205	—	—	0	—
Nov 1, 2018 AMForm 4 →	Nov 5, 11:03 am EST	Ann E BermanDirector	5,205	—	—	0	—
Nov 1, 2018 AMForm 4 →	Nov 5, 10:29 am EST	Winthrop H Smith Jr.Director	5,205	—	—	0	—
Nov 1, 2018 AMForm 4 →	Nov 5, 8:58 am EST	Richard A Spillane Jr.Director	5,205	—	—	0	—
Oct 30, 2018 MForm 4 →	Oct 31, 5:20 pm EDT	Thomas E Faust Jr.CEO, Director	61,540	—	—	0	—
Oct 29, 2018 MForm 4 →	Oct 30, 5:00 pm EDT	Thomas E Faust Jr.CEO, Director	75,000	—	—	61,540	—
Oct 26, 2018 MForm 4 →	Oct 29, 12:57 pm EDT	Thomas E Faust Jr.CEO, Director	60,000	—	—	136,540	—
Oct 24, 2018 AForm 4 →	Oct 26, 8:56 am EDT	Paula A JohnsonDirector	3,315	—	—	3,315	—
Oct 23, 2018 MForm 4 →	Oct 24, 11:48 am EDT	Leo I Higdon Jr.Director	5,943	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 23, 11:45 am EDT	Thomas E Faust Jr.CEO, Director	47,405	—	—	196,540	—
Oct 11, 2018 MForm 4 →	Oct 12, 11:27 am EDT	Brian D. LangstraatDirector	21,926	—	—	0	—
Aug 15, 2018 AForm 4 →	Aug 16, 2:01 pm EDT	Winthrop H Smith Jr.Director	29	—	—	2,096	—
Aug 15, 2018 AForm 4 →	Aug 16, 1:55 pm EDT	Richard A Spillane Jr.Director	29	—	—	2,096	—
Aug 15, 2018 AForm 4 →	Aug 16, 1:49 pm EDT	Dorothy E PuhyDirector	29	—	—	2,096	—
Aug 15, 2018 AForm 4 →	Aug 16, 1:43 pm EDT	Leo I Higdon Jr.Director	29	—	—	2,096	—
Aug 15, 2018 AForm 4 →	Aug 16, 1:35 pm EDT	Ann E BermanDirector	29	—	—	2,096	—
May 15, 2018 AForm 4 →	May 15, 2:04 pm EDT	Richard A Spillane Jr.Director	28	—	—	2,084	—
May 15, 2018 AForm 4 →	May 15, 1:59 pm EDT	Winthrop H Smith Jr.Director	28	—	—	2,084	—
May 15, 2018 AForm 4 →	May 15, 1:52 pm EDT	Dorothy E PuhyDirector	28	—	—	2,084	—
May 15, 2018 AForm 4 →	May 15, 1:45 pm EDT	Leo I Higdon Jr.Director	28	—	—	2,084	—
May 15, 2018 AForm 4 →	May 15, 1:37 pm EDT	Ann E BermanDirector	28	—	—	2,084	—
Feb 15, 2018 AForm 4 →	Feb 16, 2:59 pm EST	Winthrop H Smith Jr.Director	26	—	—	2,072	—
Feb 15, 2018 AForm 4 →	Feb 16, 2:53 pm EST	Richard A Spillane Jr.Director	26	—	—	2,072	—
Feb 15, 2018 AForm 4 →	Feb 16, 2:38 pm EST	Dorothy E PuhyDirector	26	—	—	2,072	—
Feb 15, 2018 AForm 4 →	Feb 16, 2:30 pm EST	Leo I Higdon Jr.Director	26	—	—	2,072	—
Feb 15, 2018 AForm 4 →	Feb 16, 2:09 pm EST	Ann E BermanDirector	26	—	—	2,072	—
Jan 16, 2018 MForm 4 →	Jan 17, 2:37 pm EST	Dorothy E PuhyDirector	15,822	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 15, 3:09 pm EST	Richard A Spillane Jr.Director	13	—	—	2,061	—
Nov 15, 2017 AForm 4 →	Nov 15, 3:00 pm EST	Winthrop H Smith Jr.Director	13	—	—	2,061	—
Nov 15, 2017 AForm 4 →	Nov 15, 2:36 pm EST	Dorothy E PuhyDirector	13	—	—	2,061	—
Nov 15, 2017 AForm 4 →	Nov 15, 2:25 pm EST	Leo I Higdon Jr.Director	13	—	—	2,061	—
Nov 15, 2017 AForm 4 →	Nov 15, 2:08 pm EST	Ann E BermanDirector	13	—	—	2,061	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:56 am EST	Winthrop H Smith Jr.Director	1,597	—	—	0	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:49 am EST	Dorothy E PuhyDirector	1,597	—	—	0	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:36 am EST	Leo I Higdon Jr.Director	1,597	—	—	0	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:27 am EST	Ann E BermanDirector	1,597	—	—	0	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:17 am EST	Richard A Spillane Jr.Director	1,597	—	—	0	—
Nov 1, 2017 AForm 4/A →	Nov 13, 10:53 am EST	Ann E BermanDirector	2,763	—	—	2,763	—
Nov 1, 2017 AForm 4/A →	Nov 13, 10:42 am EST	Dorothy E PuhyDirector	2,763	—	—	2,763	—
Nov 1, 2017 AForm 4/A →	Nov 13, 10:30 am EST	Richard A Spillane Jr.Director	2,763	—	—	2,763	—
Nov 1, 2017 AForm 4/A →	Nov 13, 10:23 am EST	Winthrop H Smith Jr.Director	2,763	—	—	2,763	—
Nov 1, 2017 AForm 4/A →	Nov 13, 10:06 am EST	Leo I Higdon Jr.Director	2,763	—	—	2,763	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:35 pm EDT	Brian D. LangstraatDirector	131,320	—	—	131,320	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:15 pm EDT	Frederick S MariusChief Legal Officer	20,840	—	—	20,840	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:10 pm EDT	Edward J. PerkinChief Equity Inv. Officer	26,240	—	—	26,240	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:06 pm EDT	Payson F SwaffieldOther	130,720	—	—	130,720	—
Nov 1, 2017 AForm 4 →	Nov 3, 1:59 pm EDT	Matthew J WitkosOther	79,660	—	—	79,660	—
Nov 1, 2017 AForm 4 →	Nov 3, 1:51 pm EDT	Thomas E Faust Jr.CEO, Director	233,440	—	—	233,440	—
Nov 1, 2017 AForm 4 →	Nov 3, 1:40 pm EDT	Laurie G HyltonChief Financial Officer	34,840	—	—	34,840	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:01 am EDT	Winthrop H Smith Jr.Director	8,189	—	—	1,381	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 9:54 am EDT	Dorothy E PuhyDirector	8,189	—	—	1,381	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 9:47 am EDT	Richard A Spillane Jr.Director	8,189	—	—	1,381	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 9:41 am EDT	Leo I Higdon Jr.Director	8,189	—	—	1,381	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 9:34 am EDT	Ann E BermanDirector	8,189	—	—	1,381	—	amended
Oct 26, 2017 MForm 4 →	Oct 27, 9:53 am EDT	Dorothy E PuhyDirector	11,322	—	—	0	—
Oct 24, 2017 MForm 4 →	Oct 25, 11:43 am EDT	Payson F SwaffieldOther	75,100	—	—	0	—
Oct 18, 2017 MForm 4 →	Oct 20, 10:45 am EDT	Jeffrey P BealeChief Administrative Officer	39,651	—	—	0	—
Oct 17, 2017 MForm 4 →	Oct 18, 9:57 am EDT	Thomas E Faust Jr.CEO, Director	76,259	—	—	0	—
Oct 13, 2017 MForm 4 →	Oct 13, 5:09 pm EDT	Matthew J WitkosOther	82,617	—	—	0	—
Oct 12, 2017 MForm 4 →	Oct 13, 2:47 pm EDT	Laurie G HyltonChief Financial Officer	47,501	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 4, 12:08 pm EDT	Thomas E Faust Jr.CEO, Director	60,000	—	—	76,259	—
Oct 2, 2017 MForm 4 →	Oct 3, 3:02 pm EDT	Laurie G HyltonChief Financial Officer	19,672	—	—	0	—
Sep 28, 2017 MForm 4 →	Oct 2, 11:42 am EDT	Thomas E Faust Jr.CEO, Director	75,000	—	—	136,259	—
Sep 28, 2017 MForm 4 →	Oct 2, 11:32 am EDT	Brian D. LangstraatDirector	12,867	—	—	0	—
Sep 28, 2017 MForm 4 →	Oct 2, 11:07 am EDT	Dorothy E PuhyDirector	6,865	—	—	0	—
Sep 27, 2017 MForm 4 →	Sep 28, 3:33 pm EDT	Winthrop H Smith Jr.Director	6,865	—	—	0	—
Sep 27, 2017 MForm 4 →	Sep 28, 3:18 pm EDT	Ann E BermanDirector	6,865	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 27, 4:11 pm EDT	Matthew J WitkosOther	46,844	—	—	30,673	—
Sep 22, 2017 MForm 4 →	Sep 25, 1:00 pm EDT	Thomas E Faust Jr.CEO, Director	75,000	—	—	211,259	—
Sep 21, 2017 MForm 4 →	Sep 22, 2:24 pm EDT	Brian D. LangstraatDirector	12,850	—	—	12,867	—
Sep 20, 2017 MForm 4 →	Sep 21, 12:10 pm EDT	Leo I Higdon Jr.Director	6,865	—	—	0	—
Sep 20, 2017 MForm 4 →	Sep 21, 11:45 am EDT	Frederick S MariusChief Legal Officer	7,574	—	—	0	—
Aug 31, 2017 MForm 4 →	Sep 1, 11:41 am EDT	Frederick S MariusChief Legal Officer	8,915	—	—	0	—
Aug 15, 2017 AForm 4 →	Aug 15, 11:27 am EDT	Winthrop H Smith Jr.Director	22	—	—	1,577	—
Aug 15, 2017 AForm 4 →	Aug 15, 11:23 am EDT	Richard A Spillane Jr.Director	22	—	—	1,577	—
Aug 15, 2017 AForm 4 →	Aug 15, 11:17 am EDT	Dorothy E PuhyDirector	22	—	—	1,577	—
Aug 15, 2017 AForm 4 →	Aug 15, 11:08 am EDT	Leo I Higdon Jr.Director	22	—	—	1,577	—
Aug 15, 2017 AForm 4 →	Aug 15, 11:00 am EDT	Ann E BermanDirector	22	—	—	1,577	—
Jul 13, 2017 MForm 4 →	Jul 17, 10:51 am EDT	Jeffrey P BealeChief Administrative Officer	39,343	—	—	0	—
Jul 7, 2017 MForm 4 →	Jul 11, 2:15 pm EDT	Matthew J WitkosOther	24,152	—	—	0	—