SEC Form 5 · accession 0001225208-18-016978

EATON VANCE CORP · EV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Matthew J Witkos

Other

Period of report

Oct 31, 2018

Accepted (ET)

Dec 20, 2018 · 8:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000350797

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Eaton Vance Corp. Non-voting Common Stock^F1	May 14, 2015	P	552	$41.1178	A	179,274	D
Eaton Vance Corp. Non-voting Common Stock^F1	Aug 13, 2015	P	598	$38.1899	A	179,873	D
Eaton Vance Corp. Non-voting Common Stock^F1	Nov 16, 2015	P	673	$36.2278	A	202,809	D
Eaton Vance Corp. Non-voting Common Stock^F1	Feb 16, 2016	P	1,116	$28.9689	A	203,925	D
Eaton Vance Corp. Non-voting Common Stock^F1	May 16, 2016	P	944	$34.565	A	204,869	D
Eaton Vance Corp. Non-voting Common Stock^F1	Aug 16, 2016	P	850	$38.71	A	205,719	D
Eaton Vance Corp. Non-voting Common Stock^F1	Dec 7, 2017	G	3,000	$0.00	D	221,882	D
Eaton Vance Corp. Non-voting Common Stock^F2	Aug 9, 2013	P	11	$40.991	A	11	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Nov 13, 2013	P	12	$42.47	A	23	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Feb 12, 2014	P	14	$36.782	A	37	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	May 13, 2014	P	14	$36.806	A	51	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Aug 12, 2014	P	14	$36.198	A	65	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Nov 12, 2014	P	14	$42.002	A	79	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Feb 10, 2015	P	14	$41.314	A	93	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	May 13, 2015	P	15	$40.666	A	108	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Aug 12, 2015	P	15	$38.157	A	123	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Nov 13, 2015	P	17	$36.758	A	140	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Feb 12, 2016	P	23	$27.54	A	163	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	May 13, 2016	P	19	$34.667	A	182	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Aug 15, 2016	P	17	$38.776	A	199	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Nov 15, 2016	P	18	$39.559	A	217	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Feb 15, 2017	P	16	$42.902	A	233	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	May 15, 2017	P	16	$44.755	A	249	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Aug 15, 2017	P	15	$48.1527	A	264	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Nov 15, 2017	P	15	$50.6508	A	279	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Feb 15, 2018	P	15	$54.0579	A	294	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	May 15, 2018	P	14	$56.8564	A	308	I	By Trust
Eaton Vance Corp. Non-voting Common Stock^F2	Aug 15, 2018	P	15	$52.7533	A	323	I	By Trust
Voting Trust Receipt	holding	—	—		—	18,623	D
Eaton Vance Corp. Common Stock (Voting)^F3	holding	—	—		—	18,623	I	By Voting Trust

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported.
F2As of October 31, 2018, the total number of shares indirectly owned (by the Trust) was 2,673 after giving effect to all of the transactions reported on this Form 5. This number includes 2,350 shares previously reported as directly owned. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all indirect holdings as of the date of the transaction being reported.
F3All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.

Remarks

No changes to previously reported Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned. Multiple Forms Submitted