SEC Form 4 · accession 0001225208-18-015212
EATON VANCE CORP · EV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie E Rozen
Officer — Chief Accounting Officer
Period of report
Nov 1, 2018
Accepted (ET)
Nov 6, 2018 · 11:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-voting Common StockF1 | Nov 1, 2018 | A | 67 | $40.545 | A | 8,858 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the 2013 Employee Stock Purchase Plan, which is a 16b-3 Plan.