SEC Form 4 · accession 0001501570-17-000194
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pat S Bolin
Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2017 | M | 375 | — | A | 3,621 | D | |
| Common Stock | holding | — | — | — | 18,250 | I | By PSB Family Trust II | |
| Common Stock | holding | — | — | — | 33,308 | I | By Anasazi Capital, LP | |
| Common Stock | holding | — | — | — | 16,670 | I | By Bolin Investments, LP | |
| Common Stock | holding | — | — | — | 18,249 | I | By DBH Family Partnership, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 30, 2017 | M | 375 | D | — | — | Common Stock | 375 | 375 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F2On March 21, 2017 the reporting person was granted 1,500 restricted stock units which vest in four equal installments on the last calendar day for each quarter during 2017.