SEC Form 4 · accession 0001225208-17-015825
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Ann Dyer
Officer — Pres. & Chief Research Officer · Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2017 | M | 18,333 | $0.00 | A | 450,545 | D | |
| Common Stock | Sep 30, 2017 | F | 5,344 | $1.85 | D | 445,201 | D | |
| Common StockF1,F2 | Oct 3, 2017 | S | 6,000 | $1.968 | D | 439,201 | D | |
| Common Stock | holding | — | — | — | 100,000 | I | 2016 Dyer Mayer Family Delaware Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Sep 30, 2017 | M | 18,333 | D | Jun 30, 2017 | Jun 30, 2019 | Common Stock | 18,333 | 128,334 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017.
- F2The price shown is a weighted average sales price. The shares were sold at prices ranging from $1.92 to $2.10 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F4Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service.
Remarks
Exhibit 24 power of attorney filed herewith.