SEC Form 4 · accession 0001144204-17-051277

Research Solutions, Inc. · RSSS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks · Director

Period of report

Sep 30, 2017

Accepted (ET)

Oct 3, 2017 · 9:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001386301

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options (right to buy)^F1	$1.50	Sep 30, 2017	D	66,500	D	Dec 21, 2007	Dec 21, 2017	Common Stock	66,500	0	D
Options (right to buy)^F1	$1.50	Sep 30, 2017	D	18,500	D	Dec 21, 2008	Dec 21, 2017	Common Stock	18,500	0	D
Options (right to buy)^F1	$1.00	Sep 30, 2017	D	75,000	D	May 28, 2009	May 28, 2019	Common Stock	75,000	0	D
Options (right to buy)^F1,F2	$1.02	Sep 30, 2017	D	40,000	D	—	Jul 27, 2020	Common Stock	40,000	0	D
Options (right to buy)^F1	$1.50	Sep 30, 2017	A	66,500	D	Sep 30, 2017	Dec 21, 2022	Common Stock	66,500	66,500	D
Options (right to buy)^F1	$1.50	Sep 30, 2017	A	18,500	D	Sep 30, 2017	Dec 21, 2022	Common Stock	18,500	18,500	D
Options (right to buy)^F1	$1.15	Sep 30, 2017	A	75,000	D	Sep 30, 2017	Dec 21, 2022	Common Stock	75,000	75,000	D
Options (right to buy)^F1	$1.15	Sep 30, 2017	A	40,000	D	Sep 30, 2017	Dec 21, 2022	Common Stock	40,000	40,000	D

F1The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date.
F2The options vest at 1/12th of the total options on the last day of each calendar quarter starting with the calendar quarter ending September 30, 2010.

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