SEC Form 4 · accession 0001593678-17-000056
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pete Thompson
Officer — EVP, Chief Operating Officer
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2017 | M | 20,533 | $0.001 | A | 20,533 | D | |
| Common StockF2 | Oct 1, 2017 | F | 7,716 | $19.85 | D | 12,817 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | — | Oct 1, 2017 | M | 20,533 | D | — | Oct 1, 2020 | Common Stock | 20,533 | 61,602 | D |
Explanation of responses
- F1Granted October 1, 2016, this restricted stock unit grant vests over 4 years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- F3Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.