SEC Form 4 · accession 0001398379-17-000006
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Brown
Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | A | 202 | $69.23 | A | 42,068 | D | |
| Common Stock | holding | — | — | — | 141 | I | Owned by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted DowDuPont Common Stock UnitsF5,F2,F4 | — | Sep 29, 2017 | A | 18 | A | — | — | Common Stock | 18 | 4,225 | D |
Explanation of responses
- F1Includes unvested RSUs.
- F2Units convert one-for-one to DowDuPont Common Stock.
- F3Dividend equivalents credited as restricted stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.
- F4Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.
- F5Price used to calculate dividend equivalents.