SEC Form 4 · accession 0001144204-17-051276
Research Solutions, Inc. · RSSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Ahlberg
Officer — Chief Operating Officer
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386301
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1 | $1.50 | Sep 30, 2017 | D | 66,500 | D | Dec 21, 2007 | Dec 21, 2017 | Common Stock | 66,500 | 0 | D |
| Options (right to buy)F1 | $1.50 | Sep 30, 2017 | D | 8,500 | D | Dec 21, 2008 | Dec 21, 2017 | Common Stock | 8,500 | 0 | D |
| Options (right to buy)F1 | $1.50 | Sep 30, 2017 | A | 66,500 | D | Sep 30, 2017 | Dec 21, 2022 | Common Stock | 66,500 | 66,500 | D |
| Options (right to buy)F1 | $1.50 | Sep 30, 2017 | A | 8,500 | D | Sep 30, 2017 | Dec 21, 2022 | Common Stock | 8,500 | 8,500 | D |
Explanation of responses
- F1The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date.