SEC Form 4 · accession 0001613665-17-000060

Great Western Bancorp, Inc. · GWB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 2, 2017

Accepted (ET)

Oct 3, 2017 · 6:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001613665

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Stock Units - IPO^F1,F5	—	Oct 2, 2017	A	2,806	A	—	—	Common Stock, par value $0.01 per share	2,806	2,806	D
Restricted Stock Units - 2014^F1,F2	—	holding	—	—	—	—	—	Common Stock, par value $0.01 per share	3,333	3,333	D
Restricted Stock Units - 2015^F1,F3	—	holding	—	—	—	—	—	Common Stock, par value $0.01 per share	1,949	1,949	D
Restricted Stock Units - 2016^F1,F4	—	holding	—	—	—	—	—	Common Stock, par value $0.01 per share	1,522	1,522	D

F1Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F2The restricted stock units vest 100% on the grant date, October 20, 2014. The restricted stock units have no expiration date.
F3The restricted stock units vest 100% on the grant date, December 4, 2015. The restricted stock units have no expiration date.
F4The restricted stock units vest 100% on the grant date, December 2, 2016. The restricted stock units have no expiration date.
F5The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units have no expiration date.