SEC Form 4 · accession 0001179110-17-013045
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edwin A Guiles
Director
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2017 | M | 1,635 | — | A | 8,961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 1, 2017 | M | 820 | D | — | — | Common Stock | 820 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Oct 1, 2017 | M | 815 | D | — | — | Common Stock | 815 | 814 | D |
Explanation of responses
- F1Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.
- F2This is the second and final of 2 vesting installments of RSUs granted to the Reporting Person on November 6, 2015.
- F3This is the first of 2 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 814 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date.