SEC Form 4 · accession 0001570585-17-000333
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H R Bracken
Officer — EVP & CFO
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Oct 1, 2017 | M | 10,801 | — | A | 16,525 | D | |
| Liberty Global Class A | Oct 1, 2017 | F | 5,077 | $33.91 | D | 11,448 | D | |
| Liberty Global Class CF1 | Oct 1, 2017 | M | 21,602 | — | A | 33,050 | D | |
| Liberty Global Class C | Oct 1, 2017 | F | 10,153 | $32.70 | D | 22,897 | D | |
| LiLAC Class AF1 | Oct 1, 2017 | M | 1,888 | — | A | 5,642 | D | |
| LiLAC Class A | Oct 1, 2017 | F | 888 | $23.76 | D | 4,754 | D | |
| LiLAC Class CF1 | Oct 1, 2017 | M | 3,775 | — | A | 11,546 | D | |
| LiLAC Class C | Oct 1, 2017 | F | 1,775 | $23.30 | D | 9,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Oct 1, 2017 | M | 10,801 | D | — | — | Liberty Global Class A | 10,801 | 0 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Oct 1, 2017 | M | 21,602 | D | — | — | Liberty Global Class C | 21,602 | 0 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Oct 1, 2017 | M | 1,888 | D | — | — | LiLAC Class A | 1,888 | 0 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Oct 1, 2017 | M | 3,775 | D | — | — | LiLAC Class C | 3,775 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest on October 1, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.