Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Feb 2, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

353 filings · trading day Feb 2, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 7, 2010 AForm 4/A →	Feb 1, 2018, 4:16 pm EST	ALR TECHNOLOGIES INC.ALRT	Sidney ChanCEO, Director, 10% Owner	4,950,001,500	$0.002	$9,900,003	4,390,001,300	—
Feb 1, 2018 AForm 4 →	Feb 2, 3:03 pm EST	QUANTUM CORP /DE/QTM	Patrick DennisPresident and CEO	250,000	$6.20	$1,550,000	250,000	—
Dec 11, 2017 AForm 5 →	Feb 1, 2018, 4:35 pm EST	HCi ViocareVICA	Christos KapatosDirector	25,000,000	$0.05	$1,250,000	25,000,000	—
Dec 12, 2017 AForm 5/A →	Feb 1, 2018, 4:24 pm EST	HCi ViocareVICA	Sergios KatsarosVice President	10,000,000	$0.05	$500,000	10,000,000	—
Jan 31, 2018 MForm 4 →	Feb 2, 3:46 pm EST	AUTOMATIC DATA PROCESSING INCADP	Maria BlackCorp. VP	5,471	$75.10	$410,872	5,471	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:22 pm EST	Fortive CorpFTV	James A LicoPresident and CEO, Director	3,453	$76.02	$262,500	95,575	—
Jan 31, 2018 AMForm 4 →	Feb 2, 3:07 pm EST	SUPERIOR UNIFORM GROUP INCSGC	Peter BenstockExecutive VP	24,914	$23.59	$169,812	2,961	—
Jan 26, 2018 MForm 4 →	Feb 1, 5:07 pm EST	SAExploration Holdings, Inc.SAEX	Brian A BeattyChief Operating Officer, Director	75,027	$10.19	$165,007	0	—	late
Jan 26, 2018 MForm 4 →	Feb 1, 5:08 pm EST	SAExploration Holdings, Inc.SAEX	Jeff HastingsChairman and CEO, Director	75,027	$10.19	$165,007	0	—	late
Jan 31, 2018 MForm 4 →	Feb 2, 3:46 pm EST	AUTOMATIC DATA PROCESSING INCADP	Stuart SackmanCorp. VP	2,000	$75.10	$150,200	13,957	—
Jan 26, 2018 MForm 4 →	Feb 1, 5:07 pm EST	SAExploration Holdings, Inc.SAEX	Brent WhiteleyCFO, Gen. Counsel, Secretary	59,580	$10.19	$131,033	0	—	late
Jan 31, 2018 AForm 4 →	Feb 2, 3:11 pm EST	AT&T INC.T	Joyce M RocheDirector	2,845	$37.45	$106,562	174,719	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:23 pm EST	Fortive CorpFTV	Martin GafinowitzSenior Vice President	1,388	$76.02	$105,525	52,229	—
Jan 31, 2018 MForm 4 →	Feb 1, 4:15 pm EST	COMMVAULT SYSTEMS INCCVLT	Gary B SmithDirector	7,500	$13.81	$103,575	0	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:20 pm EST	Fortive CorpFTV	Charles E McLaughlinSVP - Chief Financial Officer	1,273	$76.02	$96,800	12,918	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:13 pm EST	AT&T INC.T	Matthew K RoseDirector	2,425	$37.45	$90,801	76,526	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:22 pm EST	Fortive CorpFTV	Barbara B. HulitSenior Vice President	1,073	$76.02	$81,567	24,223	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:16 pm EST	AT&T INC.T	Laura D TysonDirector	1,740	$37.45	$65,170	132,080	—
Jan 26, 2018 MForm 4 →	Feb 1, 5:07 pm EST	SAExploration Holdings, Inc.SAEX	Mike ScottSr. VP	28,686	$10.19	$63,086	0	—	late
Jan 31, 2018 AForm 4 →	Feb 1, 9:23 pm EST	Fortive CorpFTV	Patrick J ByrneSenior Vice President	777	$76.02	$59,095	7,311	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:02 pm EST	AT&T INC.T	Scott T FordDirector	1,546	$37.45	$57,882	39,809	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:23 pm EST	Fortive CorpFTV	William W PringleSenior Vice President	725	$76.02	$55,080	7,142	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:21 pm EST	Fortive CorpFTV	Patrick K MurphySenior Vice President	723	$76.02	$54,933	4,714	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:22 pm EST	Fortive CorpFTV	Peter C UnderwoodSVP - General Counsel	715	$76.02	$54,390	2,215	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:09 pm EST	AT&T INC.T	Beth E MooneyDirector	1,376	$37.45	$51,548	34,473	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:57 pm EST	AT&T INC.T	Samuel A Di Piazza Jr.Director	1,372	$37.45	$51,386	21,644	—
Jan 31, 2018 MForm 4 →	Feb 2, 1:15 pm EST	ServisFirst Bancshares, Inc.SFBS	Thomas A BroughtonPresident & CEO, Director	10,000	$5.00	$50,000	40,000	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:04 pm EST	AT&T INC.T	Glenn H HutchinsDirector	1,308	$37.45	$48,989	29,285	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:22 pm EST	Fortive CorpFTV	Stacey A. WalkerSVP - Human Resources	644	$76.02	$48,960	2,348	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:21 pm EST	Fortive CorpFTV	Jonathan L SchwarzVP - Corporate Development	505	$76.02	$38,400	2,027	—
Jan 30, 2018 PForm 4 →	Feb 1, 5:18 pm EST	Midstates Petroleum Company, Inc.MPO	Centerbridge Credit Partners Master AIV IV, L.P. +710% Owner	50,000	$0.75	$37,500	94,768	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:20 pm EST	Fortive CorpFTV	Emily A. WeaverVP - Chief Accounting Officer	493	$76.02	$37,440	2,014	—
Jan 31, 2018 AForm 4 →	Feb 1, 9:21 pm EST	Fortive CorpFTV	Raj RatnakarVP - Strategic Development	457	$76.02	$34,752	1,801	—
Jan 26, 2018 MForm 4 →	Feb 1, 5:08 pm EST	SAExploration Holdings, Inc.SAEX	Darin SilvernagleVP - Marine	13,239	$10.19	$29,113	0	—	late
Feb 2, 2018 MForm 4 →	Feb 2, 3:55 pm EST	FIRST FINANCIAL BANKSHARES INCFFIN	Gary GraggExecutive Vice President	1,700	$16.78	$28,526	4,100	—
Feb 1, 2018 AForm 4 →	Feb 2, 2:55 pm EST	PPL CorpPPL	Phoebe A WoodDirector	909	$31.23	$28,389	909	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:14 pm EST	SNAP-ON IncSNA	Donald J StebbinsDirector	138	$171.31	$23,641	1,954	—
Feb 1, 2018 MForm 4 →	Feb 1, 8:19 pm EST	COMMUNITY WEST BANCSHARES /CWBC	Martin E PlourdPresident & CEO, Director	12,000	$1.95	$23,400	120,000	—
Feb 1, 2018 AForm 4 →	Feb 1, 4:59 pm EST	BERKLEY W R CORPWRB	Mark Ellwood BrockbankDirector	287	$73.12	$20,984	22,299	—
Feb 1, 2018 JForm 4 →	Feb 2, 12:40 pm EST	ERIE INDEMNITY COERIE	J Ralph Borneman Jr.Director	121	$118.76	$14,322	14,763	—
Feb 1, 2018 JForm 4 →	Feb 2, 1:42 pm EST	ERIE INDEMNITY COERIE	Claude C Lilly IIIDirector	121	$118.76	$14,322	14,763	—
Feb 1, 2018 JForm 4 →	Feb 2, 2:01 pm EST	ERIE INDEMNITY COERIE	Brian Arden Hudson Sr.Director	121	$118.76	$14,322	371	—
Feb 1, 2018 JForm 4 →	Feb 2, 2:40 pm EST	ERIE INDEMNITY COERIE	George R LucoreDirector	121	$118.76	$14,322	1,043	—
Feb 1, 2018 JForm 4 →	Feb 2, 2:54 pm EST	ERIE INDEMNITY COERIE	Thomas W PalmerDirector	121	$118.76	$14,322	10,794	—
Feb 1, 2018 JForm 4 →	Feb 2, 3:26 pm EST	ERIE INDEMNITY COERIE	Martin SheffieldDirector	121	$118.76	$14,322	5,946	—
Feb 1, 2018 JForm 4 →	Feb 2, 3:38 pm EST	ERIE INDEMNITY COERIE	Richard L StoverDirector	121	$118.76	$14,322	5,946	—
Feb 1, 2018 JForm 4 →	Feb 2, 3:51 pm EST	ERIE INDEMNITY COERIE	Thomas B HagenDirector	121	$118.76	$14,322	9,734	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:25 pm EST	SONOCO PRODUCTS COSON	Robert C TiedeExecutive VP & COO	260	$54.31	$14,115	28,047	—
Jan 31, 2018 AForm 4 →	Feb 2, 11:14 am EST	CONOCOPHILLIPSCOP	Richard H AuchinleckDirector	238	$58.76	$13,985	89,623	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:08 pm EST	AT&T INC.T	Michael B McCallisterDirector	353	$37.45	$13,222	26,797	—
Jan 31, 2018 AForm 4 →	Feb 2, 11:09 am EST	CONOCOPHILLIPSCOP	John V FaraciDirector	210	$58.76	$12,340	21,143	—
Jan 31, 2018 AForm 4 →	Feb 2, 11:08 am EST	CONOCOPHILLIPSCOP	Robert A NiblockDirector	199	$58.76	$11,693	44,140	—
Jan 31, 2018 AForm 4 →	Feb 2, 10:59 am EST	CONOCOPHILLIPSCOP	Harald J NorvikDirector	188	$58.76	$11,047	73,876	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:14 pm EST	AT&T INC.T	Cindy B TaylorDirector	286	$37.45	$10,695	21,675	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:05 pm EST	AT&T INC.T	William E KennardDirector	218	$37.45	$8,176	16,571	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:01 pm EST	AT&T INC.T	Richard W FisherDirector	153	$37.45	$5,717	11,586	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:57 pm EST	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	40	$118.73	$4,750	2,482	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:18 pm EST	AT&T INC.T	Geoffrey Y YangDirector	75	$37.45	$2,825	5,725	—
Jan 31, 2018 AMForm 4 →	Feb 2, 9:58 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael R ColeChief Financial Officer	976	$37.33	$1,456	25,116	—
Jan 31, 2018 AForm 4 →	Feb 2, 9:59 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Robert D ColemanExec Vice Pres Manufacturing	39	$37.33	$1,456	22,800	—
Jan 31, 2018 AForm 4 →	Feb 2, 10:12 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Donald L JamesExec VP National Sales	39	$37.33	$1,456	18,810	—
Jan 31, 2018 AForm 4 →	Feb 2, 10:14 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Matthew J MissadChief Executive Officer, Director	39	$37.33	$1,456	72,200	—
Jan 31, 2018 AForm 4 →	Feb 2, 10:16 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael F MordellExec VP International Ops	39	$37.33	$1,456	66,467	—
Jan 31, 2018 AForm 4 →	Feb 2, 10:19 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Chad C. Uhlig-EastinExec Vice Pres Purchasing	39	$37.33	$1,456	16,906	—
Jan 31, 2018 AForm 4 →	Feb 2, 10:20 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Patrick M WebsterPresident and COO	39	$37.33	$1,456	112,683	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:58 pm EST	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP & Gen. Counsel	8	$118.73	$941	701	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:18 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	5	$163.70	$819	7,572	—
Jan 31, 2018 AForm 4 →	Feb 2, 10:17 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	David A. TutasVP Legal, Gen Csl, Secty	20	$37.33	$747	12,410	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:22 pm EST	Voya Financial, Inc.VOYA	Chetlur S RagavanSee Remarks	9	$51.91	$477	6,892	—
Jan 30, 2018 PForm 4 →	Feb 1, 6:32 pm EST	LEGACY RESERVES LPLGCY	Baines Creek Capital, LLC10% Owner	200	$0.30	$60	200	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:01 pm EST	Mersana Therapeutics, Inc.MRSN	Wayne FosterVice President of Finance	14,705	—	—	10,834	—
Jan 30, 2018 AForm 4 →	Feb 1, 4:05 pm EST	GelTech Solutions, Inc.GLTC	Michael Lloyd RegerPresident, 10% Owner	535,714	—	—	535,714	—
Jan 30, 2018 AForm 4 →	Feb 1, 4:05 pm EST	KIMCO REALTY CORPKIM	Richard B SaltzmanDirector	1,193	—	—	54,431	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:06 pm EST	ARROW FINANCIAL CORPAROW	Mark BehanDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:06 pm EST	ARROW FINANCIAL CORPAROW	Tenee R CasaccioDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:06 pm EST	ARROW FINANCIAL CORPAROW	Michael B ClarkeDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:07 pm EST	ARROW FINANCIAL CORPAROW	Gary C DakeDirector	1,000	—	—	1,000	—
Jan 30, 2018 AForm 4 →	Feb 1, 4:07 pm EST	KIMCO REALTY CORPKIM	Joe GrillsDirector	949	—	—	58,561	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:07 pm EST	ARROW FINANCIAL CORPAROW	Thomas L HoyDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:07 pm EST	ARROW FINANCIAL CORPAROW	David G KruczlnickiDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:08 pm EST	ARROW FINANCIAL CORPAROW	Elizabeth MillerDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:08 pm EST	ARROW FINANCIAL CORPAROW	David L MoynehanDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:08 pm EST	ARROW FINANCIAL CORPAROW	Raymond F O'ConorDirector	1,000	—	—	1,000	—
Jan 30, 2018 AForm 4 →	Feb 1, 4:08 pm EST	KIMCO REALTY CORPKIM	Richard G DooleyDirector	1,820	—	—	94,865	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:09 pm EST	ARROW FINANCIAL CORPAROW	William L OwensDirector	909	—	—	909	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:09 pm EST	ARROW FINANCIAL CORPAROW	Colin L ReadDirector	1,000	—	—	1,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:09 pm EST	ARROW FINANCIAL CORPAROW	Richard J Dmd ReismanDirector	1,000	—	—	1,000	—
Jan 30, 2018 AForm 4 →	Feb 1, 4:11 pm EST	KIMCO REALTY CORPKIM	Colombe M NicholasDirector	596	—	—	13,070	—
Feb 1, 2018 MForm 4 →	Feb 1, 4:11 pm EST	BOSTON SCIENTIFIC CORPBSX	David A PierceSVP,Pres Urology,Pelvic Health	5,152	—	—	0	—
Jan 31, 2018 AMForm 4 →	Feb 1, 4:15 pm EST	Och-Ziff Capital Management Group LLCOZM	Erez ElishaChief Accounting Officer	152,968	—	—	73,094	—
Feb 1, 2018 MForm 4 →	Feb 1, 4:15 pm EST	Och-Ziff Capital Management Group LLCOZM	David Michael LevineChief Legal Officer	27,981	—	—	360,153	—
Mar 1, 2017 JForm 5 →	Feb 1, 2018, 4:16 pm EST	HCi ViocareVICA	Sergios KatsarosVice President	100,000	—	—	0	—
Jan 30, 2018 AMForm 4 →	Feb 1, 4:17 pm EST	TERADYNE, INCTER	Walter G. VaheyPresident, Systems Test Group	43,172	—	—	20,274	—
Jan 30, 2018 AMForm 4 →	Feb 1, 4:18 pm EST	TERADYNE, INCTER	Brad RobbinsPresident of LitePoint Corp.	43,172	—	—	20,274	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:21 pm EST	TERADYNE, INCTER	Gregory Stephen SmithPresident, Semiconductor Test	2,762	—	—	2,763	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:23 pm EST	VEEVA SYSTEMS INCVEEV	Frederic LequientSVP Global Customer Service	15,000	—	—	65,000	—
Sep 30, 2017 AForm 4 →	Feb 1, 2018, 4:24 pm EST	PROCTER & GAMBLE CoPG	Kathleen B FishChf Rsch, Dev & Innv Officer	193	—	—	161	—	late
Jan 31, 2018 AForm 4 →	Feb 1, 4:27 pm EST	DELTA APPAREL, INCDLA	Deborah H MerrillCFO & President, Delta Basics	30,000	—	—	30,000	—
Feb 1, 2018 CMForm 4 →	Feb 1, 4:29 pm EST	Wayfair Inc.W	Edmond MacriChief Product/Marketing	1,500	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:30 pm EST	Trovagene, Inc.TROV	William J WelchChief Executive Officer, Director	130,000	—	—	150,000	—
Jan 30, 2018 CForm 4 →	Feb 1, 4:30 pm EST	ARMO BioSciences, Inc.ARMO	SC China Venture VI Management, L.P. +510% Owner	809,800	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:30 pm EST	Zoetis Inc.ZTS	Roman TrawickiExecutive Vice President	7,178	—	—	12,637	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:30 pm EST	Trovagene, Inc.TROV	Mark ErlanderChief Scientific Officer	90,000	—	—	56,250	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:30 pm EST	bluebird bio, Inc.BLUE	Jason ColeChief Legal Officer	25,000	—	—	6,686	—
Jan 31, 2018 MForm 4 →	Feb 1, 4:30 pm EST	MOODYS CORP /DE/MCO	Robert FauberPresident-MIS	5	—	—	0	—
Jan 31, 2018 MForm 4 →	Feb 1, 4:31 pm EST	3M COMMM	Inge G ThulinChairman, President & CEO, Director	59,584	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:31 pm EST	bluebird bio, Inc.BLUE	Susanna Gatti HighChief Operating Officer	14,794	—	—	45,206	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:33 pm EST	DELTA APPAREL, INCDLA	Justin Marshall GrowV.P. Admin. & General Counsel	16,000	—	—	16,000	—
Jan 30, 2018 AMForm 4 →	Feb 1, 4:33 pm EST	TERADYNE, INCTER	Gregory R BeecherVP and CFO	148,601	—	—	57,618	—
Jan 30, 2018 AMForm 4 →	Feb 1, 4:35 pm EST	TERADYNE, INCTER	Charles Jeffrey GrayVP,General Counsel & Secretary	68,193	—	—	6,604	—
Jan 30, 2018 XForm 4 →	Feb 1, 4:36 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Stuart I OranSecretary, Director	10,250	—	—	15,750	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:36 pm EST	STERICYCLE INCSRCL	Lynn Dorsey BleilDirector	132	—	—	1,908	—
Jan 30, 2018 CForm 4 →	Feb 1, 4:37 pm EST	TILLY'S, INC.TLYS	Tilly Levine10% Owner	20,000	—	—	3,573,147	—
Jan 30, 2018 AMForm 4 →	Feb 1, 4:38 pm EST	TERADYNE, INCTER	Mark E JagielaPresident and CEO, Director	265,566	—	—	124,711	—
Jan 31, 2018 MForm 4 →	Feb 1, 4:39 pm EST	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	23,200	—	—	219,331	—
Jan 31, 2018 MForm 4 →	Feb 1, 4:43 pm EST	UNITEDHEALTH GROUP INCUNH	Michele J HooperDirector	10,000	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 4:43 pm EST	MOMENTA PHARMACEUTICALS INCMNTA	Elizabeth StonerDirector	19,200	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 1, 4:49 pm EST	STERICYCLE INCSRCL	Thomas D BrownDirector	149	—	—	452	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:00 pm EST	STERICYCLE INCSRCL	John PatienceDirector	132	—	—	1,908	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:01 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	474,985	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:01 pm EST	PENN NATIONAL GAMING INCPENN	Kohn Barbara ShattuckDirector	4,552	—	—	4,552	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:01 pm EST	BALL CorpBLL	Lisa Ann PauleySR VP, HR & Administration	23,016	—	—	165,262	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:02 pm EST	PENN NATIONAL GAMING INCPENN	David A HandlerDirector	4,552	—	—	4,552	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:02 pm EST	PENN NATIONAL GAMING INCPENN	John M JacqueminDirector	4,552	—	—	4,552	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:03 pm EST	PENN NATIONAL GAMING INCPENN	Ronald J NaplesDirector	4,552	—	—	4,552	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:03 pm EST	KANSAS CITY SOUTHERNKSU	Brian D. HancockEVP & Chief Marketing Officer	2,325	—	—	4,648	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:03 pm EST	PENN NATIONAL GAMING INCPENN	Peter M CarlinoDirector	6,828	—	—	6,828	—
Jan 30, 2018 AForm 4 →	Feb 1, 5:04 pm EST	BROOKS AUTOMATION INCBRKS	Robyn C DavisDirector	61	—	—	22,523	—
Jan 30, 2018 AForm 4 →	Feb 1, 5:05 pm EST	BROOKS AUTOMATION INCBRKS	John K McGillicuddyDirector	61	—	—	74,453	—
Jan 30, 2018 AForm 4 →	Feb 1, 5:06 pm EST	BROOKS AUTOMATION INCBRKS	Kirk P PondDirector	61	—	—	39,631	—
Feb 1, 2018 MForm 4 →	Feb 1, 5:07 pm EST	FEDEX CORPFDX	Marvin R EllisonDirector	1,530	—	—	223	—
Jan 26, 2018 MForm 4 →	Feb 1, 5:08 pm EST	SAExploration Holdings, Inc.SAEX	Ryan AbneyVP - Finance	13,239	—	—	0	—	late
Jan 31, 2018 JForm 4 →	Feb 1, 5:09 pm EST	Limbach Holdings, Inc.LMB	David S Gellman +1Director, 10% Owner	1,356,680	—	—	23,260	—	amended
Jan 31, 2018 MForm 4 →	Feb 1, 5:11 pm EST	BALL CorpBLL	Charles E BakerVP,GEN COUNSEL & CORP SEC	15,640	—	—	127,969	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:11 pm EST	KB HOMEKBH	Jeff KaminskiEVP & Chief Financial Officer	125,000	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:11 pm EST	STERICYCLE INCSRCL	Jack W SchulerDirector	132	—	—	1,908	—
Feb 1, 2018 MForm 4 →	Feb 1, 5:12 pm EST	BSB Bancorp, Inc.BLMT	Richard J FougereDirector	500	—	—	26,110	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:12 pm EST	E TRADE FINANCIAL CORPETFC	Joseph L SclafaniDirector	2,000	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:17 pm EST	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	385,000	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:20 pm EST	ZILLOW GROUP, INC.Z AND ZG	Spencer M RascoffChief Executive Officer, Director	58,050	—	—	524,936	—
Jan 30, 2018 AForm 4 →	Feb 1, 5:21 pm EST	LINDSAY CORPLNN	James Scott MarionPresident - Infrastructure Div	1,639	—	—	1,639	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:24 pm EST	BALL CorpBLL	Daniel William FisherSr VP & COO Global Bev Pkg	4,838	—	—	80,580	—
Jan 20, 2018 AForm 4 →	Feb 1, 5:28 pm EST	Transocean Ltd.RIG	Frederik Wilhelm MohnDirector, 10% Owner	—	—	—	—	—	late
Jan 31, 2018 MForm 4 →	Feb 1, 5:29 pm EST	Esperion Therapeutics, Inc.ESPR	Timothy M MaylebenPresident & CEO, Director	4,549	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:30 pm EST	ARROW FINANCIAL CORPAROW	Thomas J. MurphyPresident & CEO, Director	13,279	—	—	3,279	—
Jan 30, 2018 AForm 4 →	Feb 1, 5:30 pm EST	Transocean Ltd.RIG	PerestroikaDirector	—	—	—	—	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:30 pm EST	ARROW FINANCIAL CORPAROW	David S. DeMarcoSVP	5,000	—	—	5,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:30 pm EST	ARROW FINANCIAL CORPAROW	Edward J CampanellaSVP, Treasurer & CFO	2,000	—	—	2,000	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:31 pm EST	ARROW FINANCIAL CORPAROW	David D KaiserSVP	5,000	—	—	5,000	—
Jan 24, 2018 MForm 4 →	Feb 1, 5:31 pm EST	CALAVO GROWERS INCCVGW	Egidio CarboneDirector	1,000	—	—	0	—	late
Jan 31, 2018 MForm 4 →	Feb 1, 5:37 pm EST	BALL CorpBLL	James N PetersonSVP & COO Global MF & HHP Pkg	3,144	—	—	46,897	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:38 pm EST	BALL CorpBLL	John A HayesCHAIRMAN, PRESIDENT & C.E.O.., Director	66,516	—	—	279,929	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:42 pm EST	SANDY SPRING BANCORP INCSASR	Ronda M McDowellEVP, Chief Credit Officer	1,872	—	—	0	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:42 pm EST	FREEPORT-MCMORAN INCFCX	C Donald Whitmire Jr.VP & Controller Financial Rptg	10,000	—	—	61,500	—
Jan 29, 2018 MForm 4 →	Feb 1, 5:42 pm EST	INTEL CORPINTC	Navin ShenoyEVP, GM - Data Center Group	1,191	—	—	7,151	—	late
Jan 30, 2018 MForm 4 →	Feb 1, 5:47 pm EST	ABBOTT LABORATORIESABT	Robert B FordExecutive Vice President	83,467	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:47 pm EST	Dova Pharmaceuticals, Inc.DOVA	Mark W HahnChief Financial Officer	175,000	—	—	175,000	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:48 pm EST	ABBOTT LABORATORIESABT	Stephen R FussellExecutive Vice President	388,983	—	—	209,284	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:50 pm EST	ABBOTT LABORATORIESABT	Brian J BlaserExecutive Vice President	27,733	—	—	0	—
Jan 30, 2018 JForm 4 →	Feb 1, 5:51 pm EST	OPPENHEIMER HOLDINGS INCOPY	Dennis P McNAMARASecretary	3,500	—	—	27,081	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:52 pm EST	BALL CorpBLL	Jeff A KnobelVice President & Treasurer	2,962	—	—	40,679	—
Jan 30, 2018 AForm 4 →	Feb 1, 5:55 pm EST	NASDAQ, INC.NDAQ	Adena T FriedmanPresident and CEO, Director	89,605	—	—	89,605	—
Jan 30, 2018 XForm 4 →	Feb 1, 5:55 pm EST	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	37,229	—
Jan 31, 2018 AForm 4 →	Feb 1, 5:56 pm EST	EXTREME NETWORKS INCEXTR	Maryam Alexandrian-AdamsDirector	11,491	—	—	11,491	—
Jan 30, 2018 JForm 4 →	Feb 1, 5:56 pm EST	OPPENHEIMER HOLDINGS INCOPY	Jeffrey J AlfanoCFO	7,000	—	—	37,081	—
Jan 31, 2018 MForm 4 →	Feb 1, 5:56 pm EST	NIKE INCNKE	Trevor A EdwardsPresident, NIKE Brand	100,000	—	—	100,000	—
Jan 30, 2018 AForm 4 →	Feb 1, 5:59 pm EST	PERKINELMER INCPKI	Tajinder VohraPlease See Remarks	5,492	—	—	5,492	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:00 pm EST	MICROSOFT CORPMSFT	Reid HoffmanDirector	855	—	—	3,694	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:00 pm EST	CRANE CO /DE/CR	Richard A MaueV.P. Finance & CFO	507	—	—	5,352	—
Jan 30, 2018 JForm 4 →	Feb 1, 6:00 pm EST	Capstone Therapeutics Corp.CAPS	Matthew E. Lipman +1Director, 10% Owner	1	—	—	1	—
Jan 30, 2018 JForm 4 →	Feb 1, 6:01 pm EST	OPPENHEIMER HOLDINGS INCOPY	Robert S LowenthalDirector	5,000	—	—	48,924	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:01 pm EST	CALLAWAY GOLF COELY	Richard H. ArnettSVP, Glb. Mktg. & Pres., OGIO	17,537	—	—	10,951	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:02 pm EST	MICROSOFT CORPMSFT	Teri L. ListDirector	894	—	—	12,934	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:02 pm EST	CRANE CO /DE/CR	Augustus I DupontV.P., Gen. Couns. & Sec.	284	—	—	2,177	—
Jan 31, 2018 MForm 4 →	Feb 1, 6:03 pm EST	BALL CorpBLL	Robert D StrainSr. VP BallCorp & Pres. BATC	21,384	—	—	35,189	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:03 pm EST	MICROSOFT CORPMSFT	Charles H NoskiDirector	526	—	—	92,646	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:04 pm EST	CALLAWAY GOLF COELY	Brian P. LynchSVP, CF0, GC & Corp. Secretary	15,103	—	—	8,517	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:04 pm EST	CRANE CO /DE/CR	A D PantaleoniVP Envir. Health & Safety	243	—	—	1,192	—
Jan 30, 2018 JForm 4 →	Feb 1, 6:06 pm EST	OPPENHEIMER HOLDINGS INCOPY	Albert G LowenthalCEO, Director, 10% Owner	46,429	—	—	113,429	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:06 pm EST	MICROSOFT CORPMSFT	Sandra E PetersonDirector	855	—	—	11,368	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:07 pm EST	CALLAWAY GOLF COELY	Alex Mitchell BoezemanManaging Director, East Asia	15,103	—	—	8,517	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:07 pm EST	CRANE CO /DE/CR	Bradley EllisSenior Vice President	304	—	—	3,199	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:07 pm EST	MICROSOFT CORPMSFT	Penny S PritzkerDirector	855	—	—	855	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:08 pm EST	CALLAWAY GOLF COELY	Alan HocknellSVP, Research & Development	15,103	—	—	8,517	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:09 pm EST	CRANE CO /DE/CR	James A. LavishVP, CBS, People & Performance	215	—	—	2,188	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:10 pm EST	CALLAWAY GOLF COELY	Neil HowieManaging Director, EMEA	15,103	—	—	8,517	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:10 pm EST	CONSUMER PORTFOLIO SERVICES INCCPSS	John Patrick HartonSr. Vice President	10,000	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:11 pm EST	CALLAWAY GOLF COELY	Mark F LeposkySr. VP of Global Operations	15,103	—	—	8,517	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:11 pm EST	CRANE CO /DE/CR	Edward S SwitterV.P. Treasury & Tax	126	—	—	1,310	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:12 pm EST	MICROSOFT CORPMSFT	John Wendell ThompsonDirector	1,447	—	—	28,788	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:13 pm EST	MICROSOFT CORPMSFT	Padmasree WarriorDirector	164	—	—	2,186	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:14 pm EST	CRANE CO /DE/CR	Curtis A Baron Jr.Vice President, Controller	96	—	—	1,035	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:15 pm EST	CALLAWAY GOLF COELY	Jennifer L. ThomasChief Accounting Officer	4,315	—	—	2,433	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:16 pm EST	CRANE CO /DE/CR	Brendan CurranGroup President, Aerospace	304	—	—	3,186	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:18 pm EST	CRANE CO /DE/CR	Louis V. PinkhamSenior Vice President	380	—	—	6,376	—
Jan 31, 2018 AForm 4 →	Feb 1, 6:19 pm EST	CALLAWAY GOLF COELY	Oliver G Brewer IIIPresident and CEO, Director	120,044	—	—	73,009	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:21 pm EST	CRANE CO /DE/CR	Kristian Robert SalovaaraVP, Bus. Develop. & Strategy	253	—	—	2,747	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:22 pm EST	CONSUMER PORTFOLIO SERVICES INCCPSS	Mark CreaturaSr. Vice President	20,000	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:27 pm EST	AT&T INC.T	William A Blase Jr.Sr. Exec. VP-Human Resources	43,588	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:29 pm EST	AT&T INC.T	John DonovanCEO-AT&T Communications, LLC	45,389	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:32 pm EST	AT&T INC.T	David S. HuntleySEVP&Chief Compliance Officer	5,446	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:34 pm EST	AT&T INC.T	Lori M LeeSr.EVP & Global Mktg. Officer	23,988	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:35 pm EST	AT&T INC.T	David R McAtee IISr. Exec. VP and Gen. Counsel	7,871	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:37 pm EST	AT&T INC.T	Robert W. Quinn Jr.Sr.EVP-External & Leg. Affairs	5,422	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:39 pm EST	AT&T INC.T	John T StankeySEVP-Merger Integration Planng	74,568	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:40 pm EST	AT&T INC.T	John Joseph StephensSr. Exec. VP and CFO	62,968	—	—	0	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:42 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Karen YerburghDirector	1,313	—	—	197	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:43 pm EST	AT&T INC.T	Randall L StephensonChairman, CEO and President, Director	208,933	—	—	0	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:43 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Niall FergusonDirector	1,313	—	—	197	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:44 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Glenn EarleDirector	1,313	—	—	197	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:45 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Dwight D. ChurchillDirector	1,313	—	—	197	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:47 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Samuel T ByrneDirector	1,313	—	—	197	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:49 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Patrick T RyanDirector	1,313	—	—	197	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:50 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Jide James ZeitlinDirector	1,313	—	—	197	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:51 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Tracy P. PalandjianDirector	1,313	—	—	197	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:54 pm EST	NORTHERN TRUST CORPNTRS	Wilson LeechEVP/Chief Risk Officer	8,958	—	—	1,484	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:55 pm EST	Live Oak Bancshares, Inc.LOB	John W. SutherlandChief Accounting Officer	81	—	—	0	—
Jan 30, 2018 MForm 4 →	Feb 1, 6:57 pm EST	CONSUMER PORTFOLIO SERVICES INCCPSS	Charles E Bradley Jr.President and CEO, Director	40,000	—	—	0	—
Jan 30, 2018 AForm 4 →	Feb 1, 6:59 pm EST	CNX Midstream Partners LPCNXM	Raymond T BetlerDirector	4,541	—	—	5,826	—
Feb 1, 2018 MForm 4 →	Feb 1, 7:01 pm EST	TEXAS INSTRUMENTS INCTXN	Ralph W Babb Jr.Director	27,048	—	—	0	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:03 pm EST	CNX Midstream Partners LPCNXM	John Earl JacksonDirector	4,541	—	—	8,038	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:04 pm EST	CNX Midstream Partners LPCNXM	Brian Robert RichCHIEF ACCOUNTING OFFICER	1,790	—	—	5,464	—
Jan 30, 2018 MForm 4 →	Feb 1, 7:04 pm EST	Live Oak Bancshares, Inc.LOB	S. Brett CainesChief Financial Officer	130	—	—	0	—
Oct 26, 2017 AMForm 4 →	Feb 1, 2018, 7:07 pm EST	Solid Biosciences Inc.SLDB	Adam KoppelDirector	3,214,337	—	—	0	—	late
Jan 31, 2018 MForm 4 →	Feb 1, 7:08 pm EST	At Home Group Inc.HOME	Peter SG CorsaChief Operating Officer	13,600	—	—	393,117	—
Jan 31, 2018 MForm 4 →	Feb 1, 7:09 pm EST	At Home Group Inc.HOME	Lewis L Bird IIIChairman, CEO and President, Director	26,588	—	—	2,033,710	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:09 pm EST	CNX Midstream Partners LPCNXM	Angela A MinasDirector	4,541	—	—	8,038	—
Jan 31, 2018 MForm 4 →	Feb 1, 7:10 pm EST	At Home Group Inc.HOME	Alissa M AhlmanChief Merchandising Officer	10,234	—	—	200,586	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:13 pm EST	SL GREEN REALTY CORPSLG	Lauren B. DillardDirector	3,195	—	—	6,673	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:13 pm EST	SL GREEN REALTY CORPSLG	John S LevyDirector	3,567	—	—	52,613	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:14 pm EST	SL GREEN REALTY CORPSLG	John H Alschuler Jr.Director	3,149	—	—	13,591	—
Jan 31, 2018 MForm 4 →	Feb 1, 7:15 pm EST	BROWN FORMAN CORPBFA, BFB	Matthew E HamelEVP, Gen Counsel and Secretary	7,324	—	—	7,324	—
Feb 1, 2018 MForm 4 →	Feb 1, 7:19 pm EST	Digimarc CORPDMRC	Bruce L DavisChairman and CEO	5,000	—	—	30,000	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:30 pm EST	PERKINELMER INCPKI	Prahlad R. SinghPlease See Remarks	18,365	—	—	18,365	—
Jan 30, 2018 MForm 4 →	Feb 1, 7:30 pm EST	WESTERN DIGITAL CORPWDC	Michael Charles RayEVP, Chief Legal Officer & Sec	25,716	—	—	9,664	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:32 pm EST	PERKINELMER INCPKI	Andrew OkunSee Remarks	9,161	—	—	9,161	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:33 pm EST	PERKINELMER INCPKI	Daniel R TereauPlease See Remarks	6,141	—	—	6,141	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:34 pm EST	PERKINELMER INCPKI	Robert F FrielPresident and CEO, Director	75,947	—	—	75,947	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:37 pm EST	PERKINELMER INCPKI	Deborah A. ButtersPlease See Remarks	8,671	—	—	8,671	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:37 pm EST	PERKINELMER INCPKI	James CorbettSee Remarks	18,365	—	—	18,365	—
Feb 1, 2018 MForm 4 →	Feb 1, 7:39 pm EST	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	2,000	—	—	8,000	—
Jan 30, 2018 AForm 4 →	Feb 1, 7:40 pm EST	PERKINELMER INCPKI	Joel S GoldbergPlease See Remarks	15,170	—	—	15,170	—
Feb 1, 2018 MForm 4/A →	Feb 1, 7:58 pm EST	IONIS PHARMACEUTICALS INCIONS	C Frank BennettSVP, Antisense Research	12,500	—	—	12,513	—
Jan 31, 2018 MForm 4 →	Feb 1, 8:04 pm EST	Seagate Technology plcSTX	Stephen J LuczoExecutive Chairman & COB, Director	314,222	—	—	0	—
Jan 31, 2018 MForm 4 →	Feb 1, 8:07 pm EST	Seagate Technology plcSTX	James J MurphyEVP, Sales & Marketing	12,001	—	—	386,773	—
Jan 30, 2018 AForm 4 →	Feb 1, 8:26 pm EST	MARRONE BIO INNOVATIONS INCMBII	Timothy T FogartyDirector	21,301	—	—	21,301	—
Jan 30, 2018 AForm 4 →	Feb 1, 8:29 pm EST	MARRONE BIO INNOVATIONS INCMBII	George H KerckhoveDirector	21,301	—	—	21,301	—
Jan 30, 2018 AForm 4 →	Feb 1, 8:31 pm EST	MARRONE BIO INNOVATIONS INCMBII	Richard E RomingerDirector	21,301	—	—	21,301	—
Jan 31, 2018 MForm 4 →	Feb 1, 8:33 pm EST	INTERLINK ELECTRONICS INCLINK	Chee (Albert) Wai LuChief Technology Officer	40,000	—	—	40,000	—
Jan 30, 2018 AForm 4 →	Feb 1, 8:34 pm EST	MARRONE BIO INNOVATIONS INCMBII	Zachary S. WochokDirector	21,301	—	—	21,301	—
Jan 30, 2018 AMForm 4 →	Feb 1, 8:38 pm EST	MARRONE BIO INNOVATIONS INCMBII	Kathleen MerriganDirector	90,933	—	—	0	—
Jan 30, 2018 AMForm 4 →	Feb 1, 8:42 pm EST	MARRONE BIO INNOVATIONS INCMBII	Michael H BenoffDirector	95,974	—	—	0	—
Jan 30, 2018 JForm 4 →	Feb 1, 8:51 pm EST	SAExploration Holdings, Inc.SAEX	WHITEBOX ADVISORS LLC +210% Owner	4,284,048	—	—	1,458,434	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:01 pm EST	XERIUM TECHNOLOGIES INCXRM	Michael BlyEVP of Global Human Resources	44,118	—	—	44,118	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:01 pm EST	XERIUM TECHNOLOGIES INCXRM	Robert Patrick BurkePresident - Asia	33,937	—	—	33,937	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:01 pm EST	XERIUM TECHNOLOGIES INCXRM	William ButterfieldEVP & CTO	33,937	—	—	33,937	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:01 pm EST	XERIUM TECHNOLOGIES INCXRM	Eduardo FracassoPresident - Latin America	33,937	—	—	33,937	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:02 pm EST	XERIUM TECHNOLOGIES INCXRM	Phillip B. KennedyEVP, GC & Secretary	33,937	—	—	33,937	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:02 pm EST	XERIUM TECHNOLOGIES INCXRM	Clifford E PietrafittaEVP & CFO	56,561	—	—	56,561	—
Jan 30, 2018 MForm 4 →	Feb 1, 9:02 pm EST	HCA Healthcare, Inc.HCA	Joseph A Sowell IIISVP; Chief Development Officer	86,371	—	—	60,654	—	amended
Jan 30, 2018 AForm 4 →	Feb 1, 9:02 pm EST	XERIUM TECHNOLOGIES INCXRM	David J PrettyPresident - North America	56,561	—	—	56,561	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:03 pm EST	XERIUM TECHNOLOGIES INCXRM	Mark StatonPresident and CEO, Director	113,122	—	—	113,122	—
Jan 30, 2018 AForm 4 →	Feb 1, 9:03 pm EST	XERIUM TECHNOLOGIES INCXRM	Harald WeimerPresident - Europe	33,937	—	—	33,937	—
Jan 31, 2018 MForm 4 →	Feb 2, 8:51 am EST	Northfield Bancorp, Inc.NFBK	Patrick E Scura Jr.Director	93,000	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 2, 8:51 am EST	National American University Holdings, Inc.NAUH	David Robert CastleSystem VP of Enrollment Mktg	8,000	—	—	8,000	—
Jan 31, 2018 AForm 4 →	Feb 2, 9:35 am EST	MCCORMICK & CO INCMKC	Brendan M FoleyPresident-Global Consumer &	273	—	—	273	—
Jan 31, 2018 AForm 4 →	Feb 2, 9:36 am EST	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	330	—	—	330	—
Jan 31, 2018 AForm 4 →	Feb 2, 9:37 am EST	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	52	—	—	52	—
Feb 1, 2018 MForm 4 →	Feb 2, 9:37 am EST	MCCORMICK & CO INCMKC	Jeffery D SchwartzVice President, Gen Counsel	2,800	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 2, 10:10 am EST	WILLIAMS PARTNERS L.P.WPZ	WILLIAMS COMPANIES INC +1Director, 10% Owner	271,008	—	—	18,124,096	—
Feb 1, 2018 MForm 4 →	Feb 2, 10:20 am EST	People's United Financial, Inc.PBCT	Lee C PowlusSr Ex VP & Chief Admin Officer	5,715	—	—	0	—
Feb 1, 2018 AForm 4 →	Feb 2, 10:27 am EST	RLI CORPRLI	Jonathan E MichaelPresident & CEO, Director	15,000	—	—	15,000	—
Jan 31, 2018 MForm 4 →	Feb 2, 10:42 am EST	NEW JERSEY RESOURCES CORPNJR	Laurence M DownesChairman, President & CEO, Director	1,169	—	—	13,291	—
Jun 10, 2017 AMForm 4 →	Feb 2, 2018, 10:45 am EST	LendingTree, Inc.TREE	Neal DermerDirector	1,792	—	—	480	—	late
Jan 31, 2018 MForm 4 →	Feb 2, 10:46 am EST	EASTMAN CHEMICAL COEMN	Lucian BoldeaSenior Vice President	4,450	—	—	0	—
Jan 31, 2018 DForm 4 →	Feb 2, 10:48 am EST	SUN BANCORP INC /NJ/SNBC	Sidney R BrownDirector	47,774	—	—	0	—
Feb 1, 2018 JForm 4 →	Feb 2, 10:51 am EST	VECTREN CORPVVC	Jean L WojtowiczDirector	109	—	—	15,925	—
Feb 1, 2018 MForm 4 →	Feb 2, 10:55 am EST	TE Connectivity Ltd.TEL	Thomas J LynchExecutive Chairman, Director	76,183	—	—	76,183	—
Feb 1, 2018 MForm 4 →	Feb 2, 10:55 am EST	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	36,550	—	—	0	—
Dec 27, 2017 GForm 5 →	Feb 2, 2018, 11:02 am EST	WATTS WATER TECHNOLOGIES INCWTS	Timothy P Horne10% Owner	2,100	—	—	5,079,290	—
Dec 27, 2017 GForm 5 →	Feb 2, 2018, 11:03 am EST	WATTS WATER TECHNOLOGIES INCWTS	Joseph T NoonanDirector	1,050	—	—	525	—
Jan 17, 2018 AForm 4 →	Feb 2, 11:05 am EST	EMAGIN CORPEMAN	Christopher Scott BrodyDirector	38,509	—	—	38,509	—	late
Jan 17, 2018 AForm 4 →	Feb 2, 11:10 am EST	EMAGIN CORPEMAN	Paul C CronsonDirector	38,509	—	—	38,509	—	late
Jan 17, 2018 AForm 4 →	Feb 2, 11:11 am EST	EMAGIN CORPEMAN	Leslie G PolgarDirector	38,509	—	—	38,509	—	late
Jan 17, 2018 AForm 4 →	Feb 2, 11:12 am EST	EMAGIN CORPEMAN	Ellen B RichstoneDirector	38,509	—	—	38,509	—	late
Jan 31, 2018 MForm 4 →	Feb 2, 11:15 am EST	Franklin Financial Network Inc.FSB	Richard HerringtonPresident and CEO, Director	3,508	—	—	0	—
Jan 17, 2018 AForm 4 →	Feb 2, 11:17 am EST	EMAGIN CORPEMAN	Stephen SeayDirector	38,509	—	—	38,509	—	late
Jan 17, 2018 AForm 4 →	Feb 2, 11:19 am EST	EMAGIN CORPEMAN	Jill WittelsDirector	76,055	—	—	76,055	—	late
Jan 31, 2018 AForm 4 →	Feb 2, 11:50 am EST	SONIC CORPSONC	Steven A DavisDirector	10,269	—	—	8,237	—
Feb 1, 2018 MForm 4 →	Feb 2, 12:00 pm EST	ROCKWELL AUTOMATION INCROK	Theodore D CrandallSenior Vice President	23,600	—	—	267	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:14 pm EST	SONIC CORPSONC	Habib Lori I AbouVice President and CMO	11,767	—	—	6,458	—
Jan 31, 2018 MForm 4 →	Feb 2, 12:34 pm EST	MCDONALDS CORPMCD	Douglas M GoarePres., Int. Lead Markets & CRO	34,575	—	—	0	—
Jan 31, 2018 MForm 4 →	Feb 2, 12:38 pm EST	MCDONALDS CORPMCD	Catherine A. HoovelCorp VP-Chief Acctg Officer	1,398	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:48 pm EST	POLARIS INDUSTRIES INC/MNPII	Dougherty Lucy ClarkSVP-Gen Counsel & Secretary	19,237	—	—	19,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:49 pm EST	POLARIS INDUSTRIES INC/MNPII	Michael D. DoughertyPresident-International	11,542	—	—	11,542	—
Jan 31, 2018 AMForm 4 →	Feb 2, 12:50 pm EST	POLARIS INDUSTRIES INC/MNPII	Stephen L. EastmanPresident - PG&A	19,595	—	—	19,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:51 pm EST	POLARIS INDUSTRIES INC/MNPII	Robert Paul MackSVP-Corp Dev & Pres-Adj Market	17,313	—	—	17,313	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:51 pm EST	POLARIS INDUSTRIES INC/MNPII	Christopher MussoPresident-ORV	32,702	—	—	32,702	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:52 pm EST	POLARIS INDUSTRIES INC/MNPII	Kenneth PucelEVP, Global Ops, Eng, & Lean	44,244	—	—	44,244	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:53 pm EST	POLARIS INDUSTRIES INC/MNPII	Michael T SpeetzenEVP-Finance & CFO	28,855	—	—	28,855	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:53 pm EST	POLARIS INDUSTRIES INC/MNPII	James P WilliamsSVP-CHRO	24,046	—	—	24,046	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:54 pm EST	POLARIS INDUSTRIES INC/MNPII	Scott W. WineChief Executive Officer, Director	131,770	—	—	131,770	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:55 pm EST	SONIC CORPSONC	Paige S BassSenior Vice President	25,104	—	—	21,235	—
Jan 31, 2018 AForm 4 →	Feb 2, 12:57 pm EST	SONIC CORPSONC	Michelle E BrittenVP & Chief Accounting Officer	7,845	—	—	3,790	—
Jan 22, 2018 MForm 4/A →	Feb 2, 12:57 pm EST	CATHAY GENERAL BANCORPCATY	Ting Y LiuDirector	3,500	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 2, 1:11 pm EST	SONIC CORPSONC	Carolyn C. CumminsVice President	7,845	—	—	3,790	—
Jan 31, 2018 AForm 4 →	Feb 2, 1:13 pm EST	SONIC CORPSONC	Jose A DuenasExecutive Vice President	31,380	—	—	27,511	—
Feb 1, 2018 MForm 4 →	Feb 2, 1:17 pm EST	CIMPRESS N.V.CMPR	Katryn BlakeCEO, Vistaprint Business Unit	37,406	—	—	18,594	—
Jan 31, 2018 AForm 4 →	Feb 2, 1:20 pm EST	SONIC CORPSONC	Corey R HorschVP, CFO and Treasurer	35,302	—	—	29,993	—
Jan 31, 2018 AForm 4 →	Feb 2, 1:24 pm EST	SONIC CORPSONC	J Clifford HudsonChief Executive Officer, Director	141,210	—	—	137,341	—
Nov 1, 2017 AForm 5/A →	Feb 2, 2018, 1:26 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	John M EnglerDirector	—	—	—	11,158	—
Nov 1, 2017 AForm 5/A →	Feb 2, 2018, 1:27 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Gary F GoodeDirector	—	—	—	30,366	—
Jan 31, 2018 AForm 4 →	Feb 2, 1:38 pm EST	SONIC CORPSONC	Pedro Claudia SanPresident	58,837	—	—	54,968	—
Feb 1, 2018 XForm 4 →	Feb 2, 1:56 pm EST	MAGELLAN HEALTH INCMGLN	Barry M SmithChief Executive Officer, Director	13,375	—	—	294,250	—
Jan 31, 2018 MForm 4 →	Feb 2, 1:58 pm EST	Energy XXI Gulf Coast, Inc.EXXI	James W Swent IIIDirector	6,583	—	—	3,250	—
Feb 1, 2018 MForm 4 →	Feb 2, 2:07 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William J HeitmanController	15,349	—	—	0	—
Feb 1, 2018 MForm 4 →	Feb 2, 2:13 pm EST	3M COMMM	Hak Cheol ShinVice Chair & Exec Vice Pres	58,772	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:14 pm EST	SONIC CORPSONC	E Edward SarochSenior VP of Subsidiary	25,690	—	—	10,000	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:16 pm EST	SONIC CORPSONC	Christina D VaughanPresident of subsidiary	22,005	—	—	18,136	—
Feb 1, 2018 MForm 4 →	Feb 2, 2:19 pm EST	Cypress Energy Partners, L.P.CELP	Richard M CarsonSEE REMARKS	857	—	—	857	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:19 pm EST	SONIC CORPSONC	Tony BartelDirector	10,269	—	—	8,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:22 pm EST	SONIC CORPSONC	R Neal BlackDirector	10,269	—	—	8,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:26 pm EST	SONIC CORPSONC	Lauren R HobartDirector	10,269	—	—	8,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:26 pm EST	Zendesk, Inc.ZEN	Norman GennaroSVP, Worldwide Sales	115,000	—	—	115,000	—
Jan 29, 2018 AForm 4/A →	Feb 2, 2:27 pm EST	HomeStreet, Inc.HMST	Mary L VincentEVP - Chief Risk Officer	1,215	—	—	2,129	—
Jan 31, 2018 JForm 4 →	Feb 2, 2:32 pm EST	OPPENHEIMER HOLDINGS INCOPY	Albert G LowenthalCEO, Director, 10% Owner	9,100	—	—	122,529	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:37 pm EST	SONIC CORPSONC	Kate S LavelleDirector	10,269	—	—	8,237	—
Feb 1, 2018 MForm 4 →	Feb 2, 2:39 pm EST	3M COMMM	Nicholas C GangestadSr. VP & CFO	1,681	—	—	1,681	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:39 pm EST	SONIC CORPSONC	Federico F PenaDirector	10,269	—	—	8,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:41 pm EST	SONIC CORPSONC	Jeffrey H SchutzDirector	10,269	—	—	8,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:45 pm EST	SONIC CORPSONC	Kathy L TaylorDirector	10,269	—	—	8,237	—
Feb 1, 2018 MForm 4 →	Feb 2, 2:47 pm EST	AT&T INC.T	John T StankeySEVP-Merger Integration Planng	2,307	—	—	0	—
Jan 31, 2018 MForm 4 →	Feb 2, 2:47 pm EST	MATTEL INC /DE/MAT	Richard DicksonPres & Chief Operating Officer	31,476	—	—	63,907	—
Feb 1, 2018 MForm 4 →	Feb 2, 2:47 pm EST	MATTEL INC /DE/MAT	Ann LewnesDirector	1,611	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:48 pm EST	SONIC CORPSONC	Susan ThronsonDirector	10,269	—	—	8,237	—
Jan 31, 2018 AForm 4 →	Feb 2, 2:51 pm EST	SONIC CORPSONC	John H Budd IIIExecutive Vice President	27,850	—	—	23,981	—
Feb 1, 2018 AForm 4 →	Feb 2, 2:55 pm EST	KENNAMETAL INCKMT	Ronald L PortVice President	5,957	—	—	5,957	—
Feb 2, 2018 MForm 4 →	Feb 2, 2:56 pm EST	SILICON LABORATORIES INCSLAB	Navdeep S SoochDirector	15,000	—	—	0	—
Feb 1, 2018 MForm 4 →	Feb 2, 3:08 pm EST	DIME COMMUNITY BANCSHARES INCDCOM	Kenneth J MahonPRESIDENT AND CEO, Director	2,927	—	—	0	—
Feb 1, 2018 MForm 4 →	Feb 2, 3:13 pm EST	3M COMMM	Ippocratis VrohidisVice President & CAO	350	—	—	3,675	—
Feb 1, 2018 MForm 4 →	Feb 2, 3:18 pm EST	CONMED CORPCNMD	Heather L CohenEVP CORP HR	2,000	—	—	0	—
Feb 1, 2018 MForm 4 →	Feb 2, 3:34 pm EST	3M COMMM	Paul A KeelSenior Vice President	13,680	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 2, 3:35 pm EST	AMPHENOL CORP /DE/APH	Lance E D'AmicoVP,Secretary & General Counsel	10,000	—	—	90,000	—
Dec 31, 2017 AForm 5 →	Feb 2, 2018, 3:47 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Marcello BottoliDirector	320	—	—	16,727	—
Dec 31, 2017 AForm 5 →	Feb 2, 2018, 3:47 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Linda B BuckDirector	344	—	—	17,929	—
Dec 31, 2017 AForm 5 →	Feb 2, 2018, 3:47 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Michael L DuckerDirector	73	—	—	4,226	—
Dec 31, 2017 AForm 5 →	Feb 2, 2018, 3:47 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	David R EpsteinDirector	25	—	—	1,865	—
Dec 31, 2017 AForm 5 →	Feb 2, 2018, 3:47 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Roger W. Ferguson Jr.Director	188	—	—	10,048	—
Feb 1, 2018 MForm 4 →	Feb 2, 3:52 pm EST	BOK FINANCIAL CORP ET ALBOKF	Stacy KymesEVP - Corporate Banking	2,619	—	—	0	—
Jan 31, 2018 MForm 4 →	Feb 2, 3:54 pm EST	SHORE BANCSHARES INCSHBI	Lloyd L Beatty Jr.President & CEO, Director	35,180	—	—	0	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:56 pm EST	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	42	—	—	15,816	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:57 pm EST	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	27	—	—	10,119	—
Jan 31, 2018 AForm 4 →	Feb 2, 3:59 pm EST	Global Water Resources, Inc.GWRS	L Rita TheilDirector	124	—	—	47,010	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.