Company · CIK 0000073124 · SIC 6022 — State Commercial Banks · Nasdaq
NORTHERN TRUST CORP · NTRS
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 FForm 4 → | Sep 3, 4:40 pm EDT | Michael HunstadPresident/Asset Management | 622 | $183.86 | $114,361 | 25,223 | — | |
| Aug 24, 2026 SForm 4 → | Aug 25, 4:18 pm EDT | Thomas A SouthExecutive Vice President | 1,800 | $184.90 | $332,820 | 92,917 | −1.90% | |
| Jul 31, 2026 GForm 4 → | Aug 4, 6:35 pm EDT | David Byron Smith Jr.Director | 1,120 | — | — | 87,157 | — | |
| Jul 29, 2026 PForm 4 → | Jul 30, 4:06 pm EDT | Robert Edward Moritz Jr.Director | 255 | $179.57 | $45,790 | 8,400 | +3.13% | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:50 pm EDT | Charles A TribbettDirector | 70 | $175.60 | $12,274 | 35,868 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:50 pm EDT | Martin P SlarkDirector | 62 | $175.60 | $10,817 | 22,397 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:50 pm EDT | Richard PetrinoDirector | 5 | $175.60 | $946 | 4,344 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:49 pm EDT | Siddharth N MehtaDirector | 27 | $175.60 | $4,720 | 12,488 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:49 pm EDT | Marcy S KlevornDirector | 57 | $175.60 | $10,011 | 13,560 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:49 pm EDT | Susan CrownDirector | 76 | $175.60 | $13,302 | 38,760 | — | |
| Jun 30, 2026 AForm 4 → | Jul 2, 5:50 pm EDT | Donald ThompsonDirector | 341 | $174.49 | $59,582 | 31,678 | — | |
| Jun 30, 2026 AForm 4 → | Jul 2, 5:49 pm EDT | Dean M HarrisonDirector | 390 | $174.43 | $67,997 | 34,905 | — | |
| Jun 30, 2026 AForm 4 → | Jul 2, 5:49 pm EDT | Chandra DhandapaniDirector | 227 | $174.04 | $39,554 | 6,909 | — | |
| Jun 3, 2026 SForm 4 → | Jun 4, 6:05 pm EDT | Aengus HallinanExecutive Vice President | 3,668 | $167.36 | $613,880 | 9,461 | −27.9% | |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:52 pm EST | Shundrawn A ThomasPresident / Asset Management | 556 | $93.49 | $51,980 | 34,561 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:51 pm EST | Joyce St ClairExecutive Vice President | 682 | $93.49 | $63,760 | 24,322 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:50 pm EST | Thomas A SouthExecutive Vice President | 437 | $93.49 | $40,855 | 16,963 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:50 pm EST | Michael O'GradyPresident and CEO | 1,796 | $93.49 | $167,908 | 49,356 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:49 pm EST | Susan Cohen LevyEVP, Gen Counsel & Corp Sec | 572 | $93.49 | $53,476 | 52,242 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:49 pm EST | Wilson LeechEVP/Chief Risk Officer | 668 | $93.49 | $62,451 | 44,280 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:48 pm EST | Steven L FradkinPresident/Wealth Management | 774 | $93.49 | $72,361 | 45,131 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:47 pm EST | Peter CherecwichPresident/C&IS | 815 | $93.49 | $76,194 | 24,766 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:47 pm EST | Robert P BrowneEVP & Chief Investment Officer | 778 | $93.49 | $72,735 | 72,932 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:46 pm EST | Biff BowmanEVP & Chief Financial Officer | 707 | $93.49 | $66,097 | 91,006 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:46 pm EST | Aileen B BlakeEVP & Controller | 477 | $93.49 | $44,595 | 11,692 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:45 pm EST | Shundrawn A ThomasPresident / Asset Management | 7,640 | $92.83 | $48,921 | 35,117 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:45 pm EST | Joyce St ClairExecutive Vice President | 11,940 | $92.83 | $411,330 | 25,946 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:44 pm EST | Thomas A SouthExecutive Vice President | 4,647 | $92.83 | $116,873 | 17,400 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:43 pm EST | Teresa ParkerExecutive Vice President | 17,405 | $92.83 | $230,683 | 41,424 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:43 pm EST | Michael O'GradyPresident and CEO | 27,146 | $92.83 | $345,142 | 53,409 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:42 pm EST | Susan Cohen LevyEVP, Gen Counsel & Corp Sec | 10,127 | $92.83 | $279,790 | 52,814 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:42 pm EST | Wilson LeechEVP/Chief Risk Officer | 7,658 | $92.83 | $38,339 | 44,948 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:41 pm EST | Steven L FradkinPresident/Wealth Management | 13,729 | $92.83 | $345,142 | 46,975 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:40 pm EST | Peter CherecwichPresident/C&IS | 12,675 | $92.83 | $271,713 | 26,605 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:40 pm EST | Robert P BrowneEVP & Chief Investment Officer | 12,185 | $92.83 | $336,323 | 73,710 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:39 pm EST | Biff BowmanEVP & Chief Financial Officer | 12,412 | $92.83 | $345,142 | 91,713 | — | plan? |
| Feb 19, 2019 AFForm 4 → | Feb 21, 5:38 pm EST | Aileen B BlakeEVP & Controller | 2,899 | $92.83 | $51,985 | 12,767 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:06 pm EST | Frederick H WaddellChairman, Director | 99,878 | $90.42 | $2,671,549 | 188,065 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:05 pm EST | Shundrawn A ThomasPresident / Asset Management | 6,436 | $90.42 | $135,901 | 28,531 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:05 pm EST | Joyce St ClairExecutive Vice President | 26,590 | $90.42 | $637,732 | 28,436 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:04 pm EST | Teresa ParkerExecutive Vice President | 6,986 | $90.42 | $190,063 | 29,073 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:03 pm EST | Michael O'GradyPresident and CEO | 30,107 | $90.42 | $734,934 | 38,371 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:03 pm EST | Susan Cohen LevyEVP, Gen Counsel & Corp Sec | 23,772 | $90.42 | $559,609 | 48,715 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:01 pm EST | Steven L FradkinPresident/Wealth Management | 30,113 | $90.42 | $735,476 | 45,354 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:01 pm EST | Peter CherecwichPresident/C&IS | 23,066 | $90.42 | $539,898 | 23,462 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 12:00 pm EST | Robert P BrowneEVP & Chief Investment Officer | 28,706 | $90.42 | $696,596 | 68,771 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 11:59 am EST | Biff BowmanEVP & Chief Financial Officer | 30,114 | $90.42 | $735,567 | 86,737 | — | plan? |
| Jan 22, 2019 AFForm 4 → | Jan 24, 11:59 am EST | Aileen B BlakeEVP & Controller | 6,064 | $90.42 | $128,668 | 12,338 | — | plan? |
| Jan 22, 2019 AForm 4 → | Jan 22, 6:21 pm EST | Siddharth N MehtaDirector | 240 | — | — | 240 | — | plan? |
| Jan 22, 2019 AForm 4 → | Jan 22, 6:20 pm EST | Marcy S KlevornDirector | 240 | — | — | 240 | — | plan? |
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 5:31 pm EST | Charles A TribbettDirector | 380 | $83.59 | $31,754 | 21,797 | — | plan? |
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 5:30 pm EST | Donald ThompsonDirector | 441 | $83.59 | $36,835 | 5,283 | — | plan? |
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 5:29 pm EST | Thomas E RichardsDirector | 365 | $83.59 | $30,484 | 6,172 | — | plan? |
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 5:29 pm EST | Becerra Jose Luis PradoDirector | 365 | $83.59 | $30,484 | 10,103 | — | plan? |
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 5:28 pm EST | Dean M HarrisonDirector | 395 | $83.59 | $33,025 | 7,154 | — | plan? |
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 5:27 pm EST | Linda BynoeDirector | 380 | $83.59 | $31,754 | 22,460 | — | plan? |
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 2:09 pm EST | Susan CrownDirector | 359 | $83.59 | $30,000 | 23,345 | — | plan? |
| Dec 13, 2018 GForm 4 → | Dec 17, 7:50 pm EST | Stephen N PotterVice Chairman | 11,394 | — | — | 46,072 | — | plan? |
| Dec 13, 2018 SForm 4 → | Dec 17, 7:50 pm EST | Stephen N PotterVice Chairman | 141 | $86.90 | $12,282 | 8,181 | −1.70% | plan? |
| Dec 12, 2018 AForm 4 → | Dec 13, 6:24 pm EST | Donald ThompsonDirector | 1,064 | $102.72 | $109,287 | 4,842 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:45 pm EST | Frederick H WaddellChairman, Director | 542 | $90.36 | $48,975 | 188,065 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:45 pm EST | Joyce St ClairExecutive Vice President | 275 | $90.36 | $24,849 | 28,436 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:44 pm EST | Stephen N PotterVice Chairman | 224 | $90.36 | $20,241 | 24,014 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:44 pm EST | Teresa ParkerExecutive Vice President | 332 | $90.36 | $30,000 | 26,291 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:43 pm EST | William L MorrisonVice Chairman | 150 | $90.36 | $13,554 | 49,849 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:43 pm EST | Susan Cohen LevyEVP, Gen Counsel & Corp Sec | 418 | $90.36 | $37,770 | 37,321 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:42 pm EST | Steven L FradkinPresident/Wealth Management | 312 | $90.36 | $28,192 | 45,354 | — | plan? |
| Dec 7, 2018 FForm 4 → | Dec 11, 6:42 pm EST | Biff BowmanEVP & Chief Financial Officer | 518 | $90.36 | $46,806 | 72,893 | — | plan? |
| Nov 15, 2018 GForm 4 → | Nov 19, 6:04 pm EST | Steven L FradkinPresident/Wealth Management | 104 | — | — | 124,278 | — | plan? |
| Nov 8, 2018 GForm 4 → | Nov 9, 6:21 pm EST | Frederick H WaddellChairman, Director | 1,051 | — | — | 96,881 | — | plan? |
| Oct 19, 2018 FForm 4 → | Oct 23, 6:44 pm EDT | Stephen N PotterVice Chairman | 6,831 | $93.16 | $636,376 | 24,238 | — | plan? |
| Oct 18, 2018 FForm 4 → | Oct 22, 7:33 pm EDT | William L MorrisonVice Chairman | 8,320 | $94.28 | $784,410 | 49,999 | — | plan? |
| Sep 30, 2018 AForm 4 → | Oct 2, 6:08 pm EDT | Charles A TribbettDirector | 309 | $102.15 | $31,585 | 21,417 | — | plan? |
| Sep 30, 2018 AForm 4 → | Oct 2, 6:07 pm EDT | Thomas E RichardsDirector | 297 | $102.15 | $30,321 | 5,807 | — | plan? |
| Sep 30, 2018 AForm 4 → | Oct 2, 6:06 pm EDT | Becerra Jose Luis PradoDirector | 297 | $102.15 | $30,321 | 9,738 | — | plan? |
| Sep 30, 2018 AForm 4 → | Oct 2, 6:06 pm EDT | Dean M HarrisonDirector | 322 | $102.15 | $32,847 | 6,759 | — | plan? |
| Sep 30, 2018 AForm 4 → | Oct 2, 6:06 pm EDT | Linda BynoeDirector | 309 | $102.15 | $31,585 | 22,080 | — | plan? |
| Sep 30, 2018 AForm 4 → | Oct 2, 4:09 pm EDT | Susan CrownDirector | 294 | $102.13 | $30,000 | 22,980 | — | plan? |
| Sep 13, 2018 GForm 4 → | Oct 23, 6:43 pm EDT | Steven L FradkinPresident/Wealth Management | 96 | — | — | 124,382 | — | plan? late |
| Aug 9, 2018 SForm 4 → | Aug 9, 6:39 pm EDT | Biff BowmanChief Financial Officer | 21,352 | $111.11 | $2,372,421 | 73,411 | −22.5% | plan? |
| Aug 9, 2018 MForm 4 → | Aug 9, 6:39 pm EDT | Biff BowmanChief Financial Officer | 21,352 | $52.69 | $1,125,037 | 94,763 | — | plan? |
| Aug 8, 2018 SForm 4 → | Aug 8, 6:29 pm EDT | Peter CherecwichPresident/C&IS | 19,761 | $111.35 | $2,200,387 | 23,462 | −45.7% | plan? |
| Aug 8, 2018 MForm 4 → | Aug 8, 6:29 pm EDT | Peter CherecwichPresident/C&IS | 19,761 | $59.09 | $1,167,583 | 43,223 | — | plan? |
| Aug 6, 2018 GForm 4 → | Aug 8, 6:30 pm EDT | William L MorrisonVice Chairman | 1,250 | — | — | 58,319 | — | plan? |
| Aug 6, 2018 SForm 4 → | Aug 6, 6:55 pm EDT | Jana R SchreuderCOO | 9,699 | $110.00 | $1,066,890 | 0 | −100% | plan? |
| Aug 3, 2018 GForm 4 → | Feb 13, 2019, 8:12 pm EST | Frederick H WaddellChairman, Director | 48 | — | — | 137,592 | — | plan? late |
| Aug 3, 2018 GForm 4 → | Aug 6, 6:55 pm EDT | Frederick H WaddellChairman, Director | 2,196 | — | — | 85,909 | — | plan? |
| Jul 25, 2018 GForm 4 → | Jul 26, 7:01 pm EDT | Joyce St ClairExecutive Vice President | 2,289 | — | — | 0 | — | plan? |
| Jul 24, 2018 SForm 4 → | Jul 26, 7:01 pm EDT | Joyce St ClairExecutive Vice President | 3,166 | $112.00 | $354,592 | 33,147 | −8.72% | plan? |
| Jul 23, 2018 GForm 4 → | Jul 24, 5:11 pm EDT | Stephen N PotterVice Chairman | 875 | — | — | 32,070 | — | plan? |
| Jul 23, 2018 SForm 4 → | Jul 24, 5:10 pm EDT | William L MorrisonVice Chairman | 13,886 | $110.87 | $1,539,541 | 59,569 | −18.9% | plan? |
| Jul 23, 2018 MForm 4 → | Jul 24, 5:10 pm EDT | William L MorrisonVice Chairman | 13,886 | $68.44 | $950,320 | 73,455 | — | plan? |
| Jul 20, 2018 SForm 4 → | Jul 24, 5:12 pm EDT | Shundrawn A ThomasPresident / Asset Management | 4,740 | $107.88 | $511,351 | 25,101 | −15.9% | plan? |
| Jul 20, 2018 MForm 4 → | Jul 24, 5:12 pm EDT | Shundrawn A ThomasPresident / Asset Management | 4,740 | $55.39 | $262,549 | 29,841 | — | plan? |
| Jul 20, 2018 SForm 4 → | Jul 24, 5:11 pm EDT | Teresa ParkerExecutive Vice President | 5,606 | $108.23 | $606,737 | 26,623 | −17.4% | plan? |
| Jul 18, 2018 SForm 4 → | Jul 19, 5:39 pm EDT | Joyce St ClairExecutive Vice President | 3,166 | $110.00 | $348,260 | 30,910 | −9.29% | plan? |
| Jul 15, 2018 AFForm 4 → | Jan 24, 2019, 12:02 pm EST | Wilson LeechEVP/Chief Risk Officer | 4,657 | $101.71 | $274,936 | 38,116 | — | plan? late |
| Jul 15, 2018 FForm 4 → | Jul 17, 5:32 pm EDT | Susan Cohen LevyExecutive VP & General Counsel | 2,577 | $104.89 | $270,302 | 37,739 | — | plan? |
| Jun 30, 2018 AForm 4 → | Jul 3, 5:44 pm EDT | Charles A TribbettDirector | 305 | $102.89 | $31,377 | 21,108 | — | plan? |
| Jun 30, 2018 AForm 4 → | Jul 3, 5:44 pm EDT | Thomas E RichardsDirector | 293 | $102.89 | $30,122 | 5,511 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2018 MForm 4 → | Aug 9, 6:39 pm EDT | Biff BowmanChief Financial Officer | 21,352 | — | — | 0 | — | |
| Aug 8, 2018 MForm 4 → | Aug 8, 6:29 pm EDT | Peter CherecwichPresident/C&IS | 19,761 | — | — | 13,412 | — | |
| Jul 23, 2018 MForm 4 → | Jul 24, 5:10 pm EDT | William L MorrisonVice Chairman | 13,886 | — | — | 11,614 | — | |
| Jul 20, 2018 MForm 4 → | Jul 24, 5:12 pm EDT | Shundrawn A ThomasPresident / Asset Management | 4,740 | — | — | 0 | — | |
| May 7, 2018 MForm 4 → | May 8, 6:39 pm EDT | Aileen B BlakeEVP and Controller | 6,163 | — | — | 0 | — | |
| Apr 17, 2018 AMForm 4 → | Apr 19, 7:08 pm EDT | Charles D PowellOther | 2,247 | — | — | 1,033 | — | |
| Feb 27, 2018 MForm 4 → | Feb 27, 7:00 pm EST | William L MorrisonVice Chairman | 46,053 | — | — | 26,824 | — | |
| Feb 26, 2018 MForm 4 → | Feb 27, 7:00 pm EST | Susan Gillian PembletonEVP/Human Resources | 6,898 | — | — | 13,795 | — | |
| Feb 16, 2018 MForm 4 → | Feb 20, 6:03 pm EST | Jeffrey D. CohodesExecutive Vice President | 6,898 | — | — | 13,795 | — | |
| Feb 12, 2018 MForm 4 → | Feb 12, 6:56 pm EST | Jeffrey D. CohodesExecutive Vice President | 11,982 | — | — | 20,693 | — | |
| Jan 30, 2018 MForm 4 → | Feb 1, 6:54 pm EST | Wilson LeechEVP/Chief Risk Officer | 8,958 | — | — | 1,484 | — | |
| Jan 26, 2018 MForm 4 → | Jan 30, 6:00 pm EST | Teresa ParkerExecutive Vice President | 7,118 | — | — | 0 | — | |
| Jan 26, 2018 MForm 4 → | Jan 30, 5:59 pm EST | Jeffrey D. CohodesExecutive Vice President | 30,917 | — | — | 9,792 | — | |
| Dec 31, 2017 AForm 4 → | Jan 3, 2018, 7:00 pm EST | Charles A TribbettDirector | 310 | $100.66 | $31,205 | 20,482 | — | |
| Dec 31, 2017 AForm 4 → | Jan 3, 2018, 6:59 pm EST | Thomas E RichardsDirector | 298 | $100.66 | $29,997 | 3,648 | — | |
| Dec 31, 2017 AForm 4 → | Jan 3, 2018, 6:59 pm EST | Becerra Jose Luis PradoDirector | 298 | $100.66 | $29,997 | 8,453 | — | |
| Dec 31, 2017 AForm 4 → | Jan 3, 2018, 6:59 pm EST | Dean M HarrisonDirector | 322 | $100.66 | $32,413 | 4,787 | — | |
| Dec 31, 2017 AForm 4 → | Jan 3, 2018, 6:58 pm EST | Linda BynoeDirector | 310 | $100.66 | $31,205 | 11,746 | — | |
| Dec 31, 2017 AForm 4 → | Jan 3, 2018, 11:47 am EST | Susan CrownDirector | 298 | — | — | 15,496 | — | |
| Dec 4, 2017 MForm 4 → | Dec 5, 6:52 pm EST | Peter CherecwichPresident/C&IS | 7,331 | — | — | 0 | — | |
| Nov 30, 2017 MForm 4 → | Dec 4, 6:46 pm EST | Jana R SchreuderCOO | 18,489 | — | — | 6,162 | — | |
| Nov 29, 2017 MForm 4 → | Nov 30, 7:07 pm EST | Frederick H WaddellChairman and CEO, Director | 44,658 | — | — | 0 | — | |
| Nov 29, 2017 MForm 4 → | Nov 30, 7:07 pm EST | Joyce St ClairExecutive Vice President | 18,489 | — | — | 6,162 | — | |
| Oct 18, 2017 MForm 4 → | Oct 20, 4:37 pm EDT | Frederick H WaddellChairman and CEO, Director | 177,964 | — | — | 44,658 | — | |
| Oct 18, 2017 MForm 4 → | Oct 20, 4:37 pm EDT | Joyce St ClairExecutive Vice President | 7,665 | — | — | 22,992 | — | |
| Sep 30, 2017 AForm 4 → | Oct 2, 6:08 pm EDT | Charles A TribbettDirector | 339 | $92.13 | $31,232 | 20,172 | — | |
| Sep 30, 2017 AForm 4 → | Oct 2, 6:07 pm EDT | Thomas E RichardsDirector | 325 | $92.13 | $29,942 | 3,350 | — | |
| Sep 30, 2017 AForm 4 → | Oct 2, 6:07 pm EDT | Becerra Jose Luis PradoDirector | 325 | $92.13 | $29,942 | 8,155 | — | |
| Sep 30, 2017 AForm 4 → | Oct 2, 6:07 pm EDT | Dean M HarrisonDirector | 352 | $92.13 | $32,430 | 4,465 | — | |
| Sep 30, 2017 AForm 4 → | Oct 2, 6:07 pm EDT | Linda BynoeDirector | 339 | $92.13 | $31,232 | 11,436 | — | |
| Sep 30, 2017 AForm 4 → | Oct 2, 3:31 pm EDT | Susan CrownDirector | 325 | — | — | 15,198 | — | |
| Sep 27, 2017 MForm 4 → | Sep 28, 5:04 pm EDT | Frederick H WaddellChairman and CEO, Director | 100,000 | — | — | 127,964 | — | |
| Aug 14, 2017 MForm 4 → | Aug 16, 6:26 pm EDT | Aileen B BlakeEVP and Controller | 6,762 | — | — | 0 | — | |
| Jul 21, 2017 MForm 4 → | Jul 25, 5:20 pm EDT | Teresa ParkerExecutive Vice President | 11,399 | — | — | 0 | — | |
| Jul 3, 2017 MForm 4 → | Jul 6, 6:54 pm EDT | Stephen N PotterPresident / Asset Management | 28,469 | — | — | 0 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 9:52 am EDT | Susan CrownDirector | 310 | — | — | 14,873 | — | |
| Jun 30, 2017 AForm 4 → | Jul 3, 3:54 pm EDT | Charles A TribbettDirector | 320 | $97.55 | $31,216 | 19,833 | — | |
| Jun 30, 2017 AForm 4 → | Jul 3, 3:54 pm EDT | Thomas E RichardsDirector | 307 | $97.55 | $29,948 | 3,025 | — | |
| Jun 30, 2017 AForm 4 → | Jul 3, 3:53 pm EDT | Becerra Jose Luis PradoDirector | 317 | $97.55 | $30,923 | 7,830 | — | |
| Jun 30, 2017 AForm 4 → | Jul 3, 3:53 pm EDT | Dean M HarrisonDirector | 333 | $97.55 | $32,484 | 4,113 | — | |
| Jun 30, 2017 AForm 4 → | Jul 3, 3:53 pm EDT | Linda BynoeDirector | 310 | $97.55 | $30,241 | 11,097 | — | |
| Jun 19, 2017 MForm 4 → | Jun 21, 5:36 pm EDT | Stephen N PotterPresident / Asset Management | 48,110 | — | — | 0 | — | |
| Jun 12, 2017 MForm 4 → | Jun 13, 5:16 pm EDT | William L MorrisonVice Chairman | 41,965 | — | — | 10,014 | — | |
| May 24, 2017 MForm 4 → | May 26, 5:21 pm EDT | Susan Gillian PembletonEVP/Human Resources | 9,793 | — | — | 9,792 | — | |
| May 5, 2017 MForm 4 → | May 5, 7:11 pm EDT | Frederick H WaddellChairman and CEO, Director | 205,923 | — | — | 0 | — | |
| Apr 27, 2017 MForm 4 → | Apr 28, 7:19 pm EDT | Biff BowmanChief Financial Officer | 23,167 | — | — | 0 | — | |
| Apr 26, 2017 MForm 4 → | Apr 28, 7:20 pm EDT | Jana R SchreuderCOO | 28,469 | — | — | 0 | — | |
| Apr 25, 2017 AMForm 4 → | Apr 27, 7:14 pm EDT | Charles D PowellOther | 2,745 | — | — | 1,214 | — | |
| Mar 31, 2017 AForm 4 → | Apr 4, 1:09 pm EDT | Susan CrownDirector | 360 | — | — | 14,563 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:55 pm EDT | Thomas E RichardsDirector | 345 | $86.78 | $29,939 | 2,718 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:55 pm EDT | Becerra Jose Luis PradoDirector | 388 | $86.78 | $33,671 | 7,513 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:55 pm EDT | Linda BynoeDirector | 316 | $86.78 | $27,422 | 10,787 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:55 pm EDT | Charles A TribbettDirector | 360 | $86.78 | $31,241 | 19,513 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:54 pm EDT | Dean M HarrisonDirector | 374 | $86.78 | $32,456 | 3,780 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:54 pm EDT | Dipak C JainDirector | 345 | $86.78 | $29,939 | 22,693 | — | |
| Mar 15, 2017 MForm 4 → | Mar 16, 6:46 pm EDT | Jana R SchreuderCOO | 63,912 | — | — | 0 | — | |
| Mar 10, 2017 MForm 4 → | Mar 14, 8:13 pm EDT | Jana R SchreuderCOO | 7,327 | — | — | 63,912 | — | |
| Mar 1, 2017 MForm 4 → | Mar 2, 5:17 pm EST | Joyce St ClairExecutive Vice President | 28,469 | — | — | 0 | — | |
| Feb 24, 2017 MForm 4 → | Feb 27, 7:54 pm EST | Jana R SchreuderCOO | 48,110 | — | — | 0 | — | |
| Feb 23, 2017 MForm 4 → | Feb 23, 7:14 pm EST | Wilson LeechEVP/Chief Risk Officer | 10,614 | — | — | 0 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:16 pm EST | Frederick H WaddellChairman and CEO, Director | 83,621 | — | — | 83,621 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:16 pm EST | Joyce St ClairExecutive Vice President | 26,132 | — | — | 26,132 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:16 pm EST | Jana R SchreuderCOO | 37,746 | — | — | 37,746 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:16 pm EST | Stephen N PotterPresident / Asset Management | 26,132 | — | — | 26,132 | — | |
| Feb 21, 2017 AMForm 4 → | Feb 23, 7:15 pm EST | Susan Gillian PembletonEVP/Human Resources | 27,804 | — | — | 20,693 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:15 pm EST | Michael O'GradyPresident, Director | 40,649 | — | — | 40,649 | — | |
| Feb 21, 2017 AMForm 4 → | Feb 23, 7:15 pm EST | William L MorrisonVice Chairman | 67,248 | — | — | 28,931 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:15 pm EST | Susan Cohen LevyExecutive VP & General Counsel | 20,906 | — | — | 20,906 | — | |
| Feb 21, 2017 AMForm 4 → | Feb 23, 7:14 pm EST | Steven L FradkinPresident/Wealth Management | 48,933 | — | — | 0 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:13 pm EST | Jeffrey D. CohodesExecutive Vice President | 20,906 | — | — | 20,906 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:13 pm EST | Peter CherecwichPresident/C&IS | 26,132 | — | — | 26,132 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:13 pm EST | Robert P BrowneEVP & Chief Investment Officer | 25,809 | — | — | 25,809 | — | |
| Feb 21, 2017 AForm 4 → | Feb 23, 7:13 pm EST | Biff BowmanChief Financial Officer | 26,132 | — | — | 26,132 | — | |
| Feb 9, 2017 MForm 4 → | Feb 9, 7:33 pm EST | Joyce St ClairExecutive Vice President | 56,991 | — | — | 0 | — | |
| Dec 31, 2016 AForm 4 → | Jan 4, 2017, 12:29 pm EST | Susan CrownDirector | 351 | — | — | 14,203 | — | |
| Dec 31, 2016 AForm 4 → | Jan 3, 2017, 6:20 pm EST | Charles A TribbettDirector | 351 | $88.82 | $31,176 | 19,153 | — | |
| Dec 31, 2016 AForm 4 → | Jan 3, 2017, 6:19 pm EST | Thomas E RichardsDirector | 337 | $88.82 | $29,932 | 2,373 | — | |
| Dec 31, 2016 AForm 4 → | Jan 3, 2017, 6:19 pm EST | Becerra Jose Luis PradoDirector | 379 | $88.82 | $33,663 | 7,125 | — | |
| Dec 31, 2016 AForm 4 → | Jan 3, 2017, 6:19 pm EST | Dipak C JainDirector | 337 | $88.82 | $29,932 | 22,348 | — | |
| Dec 31, 2016 AForm 4 → | Jan 3, 2017, 6:18 pm EST | Dean M HarrisonDirector | 365 | $88.82 | $32,419 | 3,406 | — | |
| Dec 31, 2016 AForm 4 → | Jan 3, 2017, 6:18 pm EST | Linda BynoeDirector | 309 | $88.82 | $27,445 | 10,471 | — | |
| Nov 29, 2016 MForm 4 → | Nov 30, 7:11 pm EST | Peter CherecwichEVP, Global Fund Services | 10,211 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 16, 6:37 pm EST | Biff BowmanChief Financial Officer | 25,899 | — | — | 0 | — | |
| Nov 15, 2016 MForm 4 → | Dec 14, 8:15 pm EST | Jane KarpinskiExecutive VP & Controller | 244 | — | — | 0 | — | late |
| Nov 15, 2016 MForm 4 → | Nov 16, 6:38 pm EST | Frederick H WaddellChairman, President and CEO, Director | 200,000 | — | — | 0 | — | |
| Nov 14, 2016 MForm 4 → | Nov 16, 6:38 pm EST | Steven L FradkinPresident/Wealth Management | 323,192 | — | — | 12,325 | — | |
| Nov 14, 2016 MForm 4 → | Nov 14, 7:38 pm EST | William L MorrisonVice Chairman | 35,764 | — | — | 11,921 | — | |
| Nov 14, 2016 MForm 4 → | Nov 14, 7:38 pm EST | Jeffrey D. CohodesEVP/Chief Risk Officer | 6,000 | — | — | 0 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:39 pm EST | Jana R SchreuderCOO | 38,836 | — | — | 0 | — | |
| Nov 11, 2016 MForm 4 → | Nov 14, 7:39 pm EST | Stephen N PotterPresident / Asset Management | 71,239 | — | — | 0 | — | |
| Nov 10, 2016 MForm 4 → | Nov 10, 6:39 pm EST | Joyce St ClairExecutive Vice President | 6,588 | — | — | 0 | — | |
| Nov 10, 2016 MForm 4 → | Nov 10, 6:39 pm EST | Jana R SchreuderCOO | 20,000 | — | — | 38,836 | — | |
| Nov 10, 2016 MForm 4 → | Nov 10, 6:39 pm EST | Steven L FradkinPresident/Wealth Management | 20,124 | — | — | 0 | — | |
| Nov 9, 2016 MForm 4 → | Nov 10, 6:40 pm EST | Stephen N PotterPresident / Asset Management | 126,070 | — | — | 0 | — | |
| Nov 7, 2016 MForm 4 → | Nov 9, 8:23 pm EST | Frederick H WaddellChairman, President and CEO, Director | 195,260 | — | — | 0 | — | |
| Nov 7, 2016 MForm 4 → | Nov 9, 8:23 pm EST | Joyce St ClairExecutive Vice President | 95,396 | — | — | 0 | — | |
| Nov 7, 2016 MForm 4 → | Nov 9, 8:22 pm EST | Jana R SchreuderCOO | 129,069 | — | — | 0 | — | |
| Nov 7, 2016 MForm 4 → | Nov 9, 8:22 pm EST | Biff BowmanChief Financial Officer | 7,371 | — | — | 0 | — | |
| Nov 4, 2016 MForm 4 → | Nov 28, 6:10 pm EST | Wilson LeechExecutive Vice President | 21,541 | — | — | 0 | — | late |
| Nov 3, 2016 MForm 4 → | Nov 4, 6:32 pm EDT | Frederick H WaddellChairman, President and CEO, Director | 1,900 | — | — | 124,452 | — |