SEC Form 4 · accession 0000073124-19-000105
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson Leech
Officer — EVP/Chief Risk Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | F | 668 | $93.49 | D | 44,280 | D | |
| Common Stock | holding | — | — | — | 437 | I | UK Employee Stock Ownership Plan as of 12-31-18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 668 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,421 previously reported stock units. The remaining 753 shares were distributed to the reporting person as shares of common stock.
- F2Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.