SEC Form 4 · accession 0000073124-18-000245
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce St Clair
Officer — Executive Vice President
Period of report
Jul 18, 2018
Accepted (ET)
Jul 19, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 18, 2018 | S | 3,166 | $110.00 | D | 30,910 | I | By Trust |
| Common StockF2 | holding | — | — | — | 28,711 | D | ||
| Common Stock | holding | — | — | — | 7,692 | I | 2015 GRAT | |
| Common Stock | holding | — | — | — | 5,097 | I | 401(k) as of 6-30-18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.