SEC Form 4 · accession 0000073124-18-000239
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Cohen Levy
Officer — Executive VP & General Counsel
Period of report
Jul 15, 2018
Accepted (ET)
Jul 17, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 15, 2018 | F | 2,577 | $104.89 | D | 37,739 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2Reflects 2,577 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,816 previously reported stock units. The remaining 3,239 shares were distributed to the reporting person as shares of common stock.