SEC Form 4 · accession 0000073124-18-000289
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Morrison
Officer — Vice Chairman
Period of report
Oct 18, 2018
Accepted (ET)
Oct 22, 2018 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 18, 2018 | F | 8,320 | $94.28 | D | 49,999 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 350 | I | By Children | |
| Common Stock | holding | — | — | — | 2,547 | I | 401(k) as of 9-30-18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 28,093 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2Reflects 8,320 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 21,142 previously reported stock units. The remaining 12,822 shares were distributed to the reporting person as shares of common stock.