SEC Form 4 · accession 0000073124-19-000049
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shundrawn A Thomas
Officer — President / Asset Management
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2019 | A | 4,933 | $0.00 | A | 30,034 | D | |
| Common StockF1 | Jan 22, 2019 | F | 1,503 | $90.42 | D | 28,531 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.