SEC Form 4 · accession 0000073124-18-000282
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Becerra Jose Luis Prado
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | A | 294 | $102.13 | A | 9,735 | D | |
| Common StockF1 | Oct 1, 2018 | A | 3 | $103.66 | A | 9,738 | D | |
| Common Stock | holding | — | — | — | 1,946 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.