SEC Form 4 · accession 0000073124-19-000073
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aileen B Blake
Officer — EVP & Controller
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2019 | F | 299 | $92.83 | D | 11,318 | D | |
| Common StockF1,F3 | Feb 19, 2019 | F | 261 | $92.83 | D | 10,428 | D | |
| Common StockF1 | Feb 19, 2019 | A | 2,339 | $0.00 | A | 12,767 | D | |
| Common StockF2,F3 | holding | — | — | — | 16,228 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2Reflects 299 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,020 previously reported stock units. The remaining 721 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
- F3Reflects 261 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 890 previously reported stock units. The remaining 629 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.