SEC Form 4 · accession 0000073124-18-000319
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Thompson
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 12, 2018 | A | 1,064 | $102.72 | A | 4,842 | D | |
| Common Stock | holding | — | — | — | 1,743 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units related to the deferral of accrued 2018 compensation pursuant to the Northern Trust Corporation 2018 Deferred Compensation Plan for Non-Employee Directors.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.