SEC Form 4 · accession 0000073124-18-000251
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa Parker
Officer — Executive Vice President
Period of report
Jul 20, 2018
Accepted (ET)
Jul 24, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 20, 2018 | S | 5,606 | $108.23 | D | 26,623 | D | |
| Common Stock | holding | — | — | — | 9,234 | I | 401(k) as of 6-30-18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $108.19 to $108.27. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Includes 14,614 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.