SEC Form 4 · accession 0000073124-18-000252
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen N Potter
Officer — Vice Chairman
Period of report
Jul 23, 2018
Accepted (ET)
Jul 24, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 23, 2018 | G | 875 | $0.00 | D | 32,070 | I | By Trust |
| Common StockF1 | holding | — | — | — | 40,515 | D | ||
| Common Stock | holding | — | — | — | 30,000 | I | 2017 GRAT | |
| Common Stock | holding | — | — | — | 8,317 | I | 401(k) as of 6-30-2018 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.