Insider holders · CIK 0000073124
NORTHERN TRUST CORP · NTRS
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| David Byron Smith Jr.Director | 989 | 983,600 | 984,589 | Aug 4, 2026 · 6:35 pm EDT | Form 4 |
| Susan CrownDirector | 18,400 | 339,696 | 358,096 | Jul 2, 2026 · 5:49 pm EDT | Form 4 |
| Frederick H WaddellChairman | 188,065 | 35,669 | 223,734 | Feb 13, 2019 · 8:12 pm EST | Form 4 |
| Michael O'GradyPresident and CEO | 49,356 | 94,639 | 143,995 | Mar 5, 2019 · 7:50 pm EST | Form 4 |
| Thomas A SouthExecutive Vice President | 92,917 | 4,317 | 97,234 | Aug 25, 2026 · 4:18 pm EDT | Form 4 |
| Biff BowmanEVP & Chief Financial Officer | 91,006 | 553 | 91,559 | Mar 5, 2019 · 7:46 pm EST | Form 4 |
| Robert P BrowneEVP & Chief Investment Officer | 72,932 | — | 72,932 | Mar 5, 2019 · 7:47 pm EST | Form 4 |
| Steven L FradkinPresident/Wealth Management | 45,131 | 10,121 | 55,252 | Mar 5, 2019 · 7:48 pm EST | Form 4 |
| Jana R SchreuderCOO | 44,716 | 10,019 | 54,735 | Aug 6, 2018 · 6:55 pm EDT | Form 4 |
| William L MorrisonVice Chairman | 49,849 | 2,547 | 52,396 | Dec 11, 2018 · 6:43 pm EST | Form 4 |
| Susan Cohen LevyEVP, Gen Counsel & Corp Sec | 52,242 | — | 52,242 | Mar 5, 2019 · 7:49 pm EST | Form 4 |
| Teresa ParkerExecutive Vice President | 41,424 | 9,254 | 50,678 | Feb 21, 2019 · 5:43 pm EST | Form 4 |
| Wilson LeechEVP/Chief Risk Officer | 44,280 | 437 | 44,717 | Mar 5, 2019 · 7:49 pm EST | Form 4 |
| Charles A TribbettDirector | 35,868 | 4,724 | 40,592 | Jul 2, 2026 · 5:50 pm EDT | Form 4 |
| Stephen N PotterVice Chairman | 24,014 | 14,050 | 38,064 | Dec 17, 2018 · 7:50 pm EST | Form 4 |
| Dean M HarrisonDirector | 34,905 | 47 | 34,952 | Jul 2, 2026 · 5:49 pm EDT | Form 4 |
| Peter CherecwichPresident/C&IS | 24,766 | 9,840 | 34,606 | Mar 5, 2019 · 7:47 pm EST | Form 4 |
| Shundrawn A ThomasPresident / Asset Management | 34,561 | — | 34,561 | Mar 5, 2019 · 7:52 pm EST | Form 4 |
| John W RoweDirector | 22,900 | 11,000 | 33,900 | Apr 19, 2018 · 7:09 pm EDT | Form 4 |
| Donald ThompsonDirector | 31,678 | 1,743 | 33,421 | Jul 2, 2026 · 5:50 pm EDT | Form 4 |
| Joyce St ClairExecutive Vice President | 24,322 | 5,111 | 29,433 | Mar 5, 2019 · 7:51 pm EST | Form 4 |
| Aileen B BlakeEVP & Controller | 11,692 | 16,826 | 28,518 | Mar 5, 2019 · 7:46 pm EST | Form 4 |
| Martin P SlarkDirector | 22,397 | 4,769 | 27,166 | Jul 2, 2026 · 5:50 pm EDT | Form 4 |
| Michael HunstadPresident/Asset Management | 25,223 | — | 25,223 | Sep 3, 2026 · 4:40 pm EDT | Form 4 |
| Jeffrey D. CohodesExecutive Vice President | 20,484 | 3,810 | 24,294 | May 8, 2018 · 6:39 pm EDT | Form 4 |
| Susan Gillian PembletonEVP/Human Resources | 21,330 | 1,940 | 23,270 | Feb 27, 2018 · 7:00 pm EST | Form 4 |
| Linda BynoeDirector | 22,460 | — | 22,460 | Jan 3, 2019 · 5:27 pm EST | Form 4 |
| Dipak C JainDirector | 20,052 | — | 20,052 | Apr 3, 2017 · 5:54 pm EDT | Form 4 |
| Jane KarpinskiExecutive VP & Controller | 15,754 | 115 | 15,869 | Feb 23, 2017 · 7:14 pm EST | Form 4 |
| Edward J Mooneyrelationship not stated | 15,110 | — | 15,110 | Apr 23, 2015 · 8:02 pm EDT | Form 4 |
| Marcy S KlevornDirector | 13,560 | — | 13,560 | Jul 2, 2026 · 5:49 pm EDT | Form 4 |
| Siddharth N MehtaDirector | 12,488 | — | 12,488 | Jul 2, 2026 · 5:49 pm EDT | Form 4 |
| Becerra Jose Luis PradoDirector | 10,103 | 1,946 | 12,049 | Jan 3, 2019 · 5:29 pm EST | Form 4 |
| Aengus HallinanExecutive Vice President | 9,461 | — | 9,461 | Jun 4, 2026 · 6:05 pm EDT | Form 4 |
| Robert Edward Moritz Jr.Director | 8,400 | — | 8,400 | Jul 30, 2026 · 4:06 pm EDT | Form 4 |
| Jay L HendersonDirector | 7,407 | — | 7,407 | Apr 19, 2018 · 7:08 pm EDT | Form 4 |
| Chandra DhandapaniDirector | 6,909 | — | 6,909 | Jul 2, 2026 · 5:49 pm EDT | Form 4 |
| Thomas E RichardsDirector | 6,172 | — | 6,172 | Jan 3, 2019 · 5:29 pm EST | Form 4 |
| Richard PetrinoDirector | 4,344 | — | 4,344 | Jul 2, 2026 · 5:50 pm EDT | Form 4 |
| John Bondrelationship not stated | 1,000 | — | 1,000 | Apr 23, 2015 · 8:01 pm EDT | Form 4 |
| Charles D Powellrelationship not stated | 0 | — | 0 | Apr 19, 2018 · 7:08 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.