SEC Form 4 · accession 0000073124-18-000211
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D. Cohodes
Officer — Executive Vice President
Period of report
May 7, 2018
Accepted (ET)
May 8, 2018 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 7, 2018 | S | 14,979 | $105.15 | D | 20,484 | D | |
| Common Stock | holding | — | — | — | 3,810 | I | 401(k) as of 3-31-18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $105.00 to $105.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Includes 20,484 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.