SEC Form 4 · accession 0000073124-19-000106
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Cohen Levy
Officer — EVP, Gen Counsel & Corp Sec
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | F | 572 | $93.49 | D | 52,242 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 572 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,363 previously reported stock units. The remaining 791 shares were distributed to the reporting person as shares of common stock.
- F2Includes 19,477 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.