SEC Form 4 · accession 0000073124-18-000262
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana R Schreuder
Officer — COO
Period of report
Aug 6, 2018
Accepted (ET)
Aug 6, 2018 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | S | 9,699 | $110.00 | D | 0 | I | 2016 GRAT |
| Common StockF2 | holding | — | — | — | 44,716 | D | ||
| Common Stock | holding | — | — | — | 16,926 | I | By Trust | |
| Common Stock | holding | — | — | — | 9,882 | I | 2017 GRAT | |
| Common Stock | holding | — | — | — | 10,000 | I | 2018 GRAT | |
| Common Stock | holding | — | — | — | 10,019 | I | 401(k) as of 6-30-18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $110.00 to $110.01. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.