SEC Form 4 · accession 0000073124-19-000075
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Browne
Officer — EVP & Chief Investment Officer
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2019 | F | 2,045 | $92.83 | D | 66,726 | D | |
| Common StockF3,F4 | Feb 19, 2019 | F | 1,578 | $92.83 | D | 65,148 | D | |
| Common StockF5 | Feb 19, 2019 | A | 8,562 | $0.00 | A | 73,710 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 2,045 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,614 previously reported stock units. The remaining 2,569 shares were distributed to the reporting person as shares of common stock.
- F2Includes 20,872 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F3Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock.
- F4Includes 17,311 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F5Includes 25,873 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.