SEC Form 4 · accession 0001127602-18-003601
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ippocratis Vrohidis
Officer — Vice President & CAO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 225 | $101.49 | A | 230 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $249.6704 | D | 130 | D | |
| Common Stock | Feb 1, 2018 | S | 25 | $249.671 | D | 105 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $249.6933 | D | 5 | D | |
| Common Stock | Feb 1, 2018 | M | 125 | $101.49 | A | 130 | D | |
| Common StockF1 | holding | — | — | — | 127 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $101.49 | Feb 1, 2018 | M | 225 | D | Feb 5, 2014 | Feb 3, 2023 | Common Stock | 225 | 3,800 | D |
| Non-qualified Stock Option (Right to Buy) | $101.49 | Feb 1, 2018 | M | 125 | D | Feb 5, 2014 | Feb 3, 2023 | Common Stock | 125 | 3,675 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.