Form4insider filings, from the source

Insider · CIK 0001041339

Albert G Lowenthal

Files at: OPY. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $57k · 6sales $0 · 0net $57k
$10k$10k$100k$100k$1M$1MbuyssalesFeb 2014Dec 2014Oct 2015Aug 2016Jun 2017Apr 2018Feb 2019

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Feb 8, 2019 PForm 4 →Feb 11, 11:51 am ESTOPPENHEIMER HOLDINGS INCOPY1,007$26.33$26,51497,128+1.05% plan?
Feb 26, 2018 PForm 5 →Feb 1, 2019, 3:41 pm ESTOPPENHEIMER HOLDINGS INCOPY245$29.09$7,11796,121+0.26% plan?
Dec 28, 2017 JForm 4 →Dec 29, 2:24 pm ESTOPPENHEIMER HOLDINGS INCOPY22,128——3,163,321— plan?
Feb 24, 2017 PForm 5 →Feb 1, 2018, 3:45 pm ESTOPPENHEIMER HOLDINGS INCOPY336$18.20$6,11214,071+2.45% plan?
Feb 10, 2017 JForm 4 →Feb 13, 5:03 pm ESTOPPENHEIMER HOLDINGS INCOPY25,425——3,141,193— plan?
Jan 28, 2017 JForm 4 →Jan 31, 2:09 pm ESTOPPENHEIMER HOLDINGS INCOPY68,384——3,115,768— plan?
Feb 10, 2016 JForm 4/A →Feb 12, 4:11 pm ESTOPPENHEIMER HOLDINGS INCOPY24,690——3,047,384— plan?
Feb 10, 2016 JForm 4 →Feb 12, 1:11 pm ESTOPPENHEIMER HOLDINGS INCOPY19,372——3,042,066— plan?
Feb 4, 2016 PForm 5 →Feb 14, 2017, 12:35 pm ESTOPPENHEIMER HOLDINGS INCOPY378$15.80$5,97396,077+0.39% plan?
Jan 22, 2016 JForm 4 →Jan 25, 5:09 pm ESTOPPENHEIMER HOLDINGS INCOPY105,470——3,022,694— plan?
Feb 27, 2015 PForm 5 →Feb 16, 2016, 4:06 pm ESTOPPENHEIMER HOLDINGS INCOPY276$20.89$5,77313,362+2.11% plan?
Jan 27, 2015 JForm 4 →Jan 29, 6:02 pm ESTOPPENHEIMER HOLDINGS INCOPY50,485——2,917,224— plan?
Feb 28, 2014 PForm 5 →Feb 13, 2015, 3:37 pm ESTOPPENHEIMER HOLDINGS INCOPY233$24.44$5,69913,085+1.81% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 31, 2019 JForm 4 →Feb 1, 3:47 pm ESTOPPENHEIMER HOLDINGS INCOPY75,472——198,001—
Jan 31, 2018 JForm 4 →Feb 2, 2:32 pm ESTOPPENHEIMER HOLDINGS INCOPY9,100——122,529—
Jan 30, 2018 JForm 4 →Feb 1, 6:06 pm ESTOPPENHEIMER HOLDINGS INCOPY46,429——113,429—
Dec 28, 2017 JForm 4 →Dec 29, 2:24 pm ESTOPPENHEIMER HOLDINGS INCOPY45,485——67,000—
Feb 10, 2017 JForm 4 →Feb 13, 5:03 pm ESTOPPENHEIMER HOLDINGS INCOPY52,500——112,485—
Jan 28, 2017 JForm 4 →Jan 31, 2:09 pm ESTOPPENHEIMER HOLDINGS INCOPY124,000——164,985—
Jan 26, 2017 JForm 4 →Jan 27, 3:52 pm ESTOPPENHEIMER HOLDINGS INCOPY67,000——288,985—
Feb 10, 2016 JForm 4/A →Feb 12, 4:11 pm ESTOPPENHEIMER HOLDINGS INCOPY40,000——221,985—
Feb 10, 2016 JForm 4 →Feb 12, 1:11 pm ESTOPPENHEIMER HOLDINGS INCOPY40,000——221,985—
Jan 22, 2016 AForm 4 →Jan 25, 5:09 pm ESTOPPENHEIMER HOLDINGS INCOPY105,470——261,985—
Feb 26, 2015 JForm 4/A →May 7, 12:28 pm EDTOPPENHEIMER HOLDINGS INCOPY13,795——367,455—
Feb 26, 2015 JForm 4 →Mar 3, 4:39 pm ESTOPPENHEIMER HOLDINGS INCOPY13,795——378,722— late amended
Jan 29, 2015 JForm 4/A →May 7, 12:22 pm EDTOPPENHEIMER HOLDINGS INCOPY31,690——353,660—
Jan 29, 2015 JForm 4 →Feb 2, 12:17 pm ESTOPPENHEIMER HOLDINGS INCOPY42,957——364,927— amended
Jan 27, 2015 JForm 4 →Jan 29, 6:02 pm ESTOPPENHEIMER HOLDINGS INCOPY100,000——321,970—