SEC Form 4 · accession 0001041339-19-000003
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert G Lowenthal
Officer — CEO · Director · 10% Owner
Period of report
Feb 8, 2019
Accepted (ET)
Feb 11, 2019 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B voting common stockF1 | Feb 8, 2019 | P | 1,007 | $26.33 | A | 97,128 | I | Phase II Financial Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president.