SEC Form 4 · accession 0001179110-18-001380
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niall Ferguson
Director
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $203.22 | Jan 30, 2018 | A | 1,116 | A | — | Jan 30, 2025 | Common Stock | 1,116 | 1,116 | D |
| Stock UnitsF2 | — | Jan 30, 2018 | A | 197 | A | — | — | Common Stock | 197 | 197 | D |
Explanation of responses
- F1This option vests in 25% increments on each of January 1, 2019, 2020, 2021 and 2022, and each increment is exercisable on or after such date, as applicable.
- F2Each stock unit represents a right to receive one share of the Company's common stock or, at the election of the plan administrator, cash with an equivalent value, upon vesting. The stock units vest in 25% increments on each of January 1, 2019, 2020, 2021 and 2022.