SEC Form 4 · accession 0000717538-18-000031
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond F O'Conor
Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 49,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $32.80 | Jan 31, 2018 | A | 1,000 | A | — | Jan 31, 2028 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The options vests in four equal installments beginning January 31, 2019