SEC Form 4 · accession 0001127602-18-003611
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Keel
Officer — Senior Vice President
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 13,480 | $54.11 | A | 19,009 | D | |
| Common Stock | Feb 1, 2018 | S | 5,486 | $246.83 | D | 13,523 | D | |
| Common Stock | Feb 1, 2018 | S | 197 | $246.84 | D | 13,326 | D | |
| Common Stock | Feb 1, 2018 | S | 1,643 | $246.87 | D | 11,683 | D | |
| Common Stock | Feb 1, 2018 | S | 200 | $246.88 | D | 11,483 | D | |
| Common Stock | Feb 1, 2018 | S | 300 | $246.89 | D | 11,183 | D | |
| Common Stock | Feb 1, 2018 | S | 500 | $246.91 | D | 10,683 | D | |
| Common Stock | Feb 1, 2018 | S | 1 | $246.92 | D | 10,682 | D | |
| Common Stock | Feb 1, 2018 | S | 200 | $246.93 | D | 10,482 | D | |
| Common Stock | Feb 1, 2018 | S | 902 | $246.94 | D | 9,580 | D | |
| Common Stock | Feb 1, 2018 | S | 432 | $246.95 | D | 9,148 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $246.97 | D | 9,048 | D | |
| Common Stock | Feb 1, 2018 | S | 1,688 | $246.98 | D | 7,360 | D | |
| Common Stock | Feb 1, 2018 | S | 1 | $246.99 | D | 7,359 | D | |
| Common Stock | Feb 1, 2018 | S | 927 | $247.00 | D | 6,432 | D | |
| Common Stock | Feb 1, 2018 | S | 488 | $247.02 | D | 5,944 | D | |
| Common Stock | Feb 1, 2018 | S | 415 | $247.03 | D | 5,529 | D | |
| Common Stock | Feb 1, 2018 | M | 200 | $54.11 | A | 5,729 | D | |
| Common StockF1 | Feb 1, 2018 | G | 200 | $0.00 | D | 5,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $54.11 | Feb 1, 2018 | M | 13,480 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 13,480 | 200 | D |
| Non-qualified Stock Option (Right to Buy) | $54.11 | Feb 1, 2018 | M | 200 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 200 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.