SEC Form 4 · accession 0001437749-18-001553
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Benstock
Officer — Executive VP
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2018 | M | 17,714 | $5.645 | A | 403,353 | D | |
| Common StockF5 | Jan 31, 2018 | F | 4,200 | $23.81 | D | 399,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $5.645 | Jan 31, 2018 | M | 17,714 | D | Feb 1, 2013 | Feb 1, 2018 | Common Stock | 17,714 | 0 | D |
| Common StockF3,F2 | $23.585 | Feb 1, 2018 | A | 4,239 | A | Feb 1, 2018 | Feb 1, 2023 | Common Stock | 4,239 | 4,239 | D |
| Stock Appreciation RightsF4,F2 | $23.585 | Feb 1, 2018 | A | 2,961 | A | Feb 1, 2018 | Feb 1, 2023 | Common Stock | 2,961 | 2,961 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock options.
- F2These options are fully vested on date of grant.
- F3To list Incentive Stock Options options granted on 02/01/2018.
- F4To list Stock Appreciation Rights (SARS) granted on 02/01/2018.
- F5These shares were delivered to the issuer to satisfy the exercise price of 17,714 stock options.