SEC Form 4 · accession 0001209191-18-006631
National American University Holdings, Inc. · NAUH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Robert Castle
Officer — System VP of Enrollment Mktg
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 8:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $1.17 | Jan 31, 2018 | A | 8,000 | A | Jun 1, 2018 | Jan 31, 2028 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Fifty percent of the shares vest on 6/1/2018 and the remaining 50% vest on 6/1/2019.