SEC Form 4 · accession 0000899243-18-002592
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucian Boldea
Officer — Senior Vice President
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 10:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2018 | M | 4,450 | — | A | 4,450 | D | |
| Common StockF2 | Jan 31, 2018 | F | 1,125 | $99.18 | D | 3,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 31, 2018 | M | 4,450 | D | — | Jan 31, 2018 | Common Stock | 4,450 | 0 | D |
Explanation of responses
- F1Payout of shares underlying restricted stock units upon satisfication of time condition of vesting.
- F2Shares of common stock withheld in satisfaction of tax liability upon vesting of the 4,450 restricted stock units.