SEC Form 4 · accession 0001127602-18-003314
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Inge G Thulin
Officer — Chairman, President & CEO · Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2018 | S | 10 | $252.28 | D | 194,323 | D | |
| Common Stock | Jan 31, 2018 | S | 11 | $252.29 | D | 194,312 | D | |
| Common Stock | Jan 31, 2018 | S | 3 | $252.33 | D | 194,309 | D | |
| Common StockF1 | Jan 31, 2018 | S | 20 | $252.34 | D | 194,289 | D | |
| Common StockF2 | holding | — | — | — | 1,576 | I | By 401k/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $54.11 | Jan 31, 2018 | M | 59,584 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 59,584 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Remarks
4 of 4