SEC Form 4 · accession 0001523711-18-000010
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Lewnes
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 1,611 | — | A | 1,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 1, 2018 | M | 1,611 | D | — | — | Common Stock | 1,611 | 0 | D |
Explanation of responses
- F1As reported on a Form 4 dated February 1, 2015 and filed on February 3, 2015, the Reporting Person received a grant of 1,611 Restricted Stock Units ("RSUs") on February 1, 2015. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On February 1, 2018, 100% of these RSUs were settled, resulting in the issuance of 1,611 shares of Mattel Common Stock.