SEC Form 4 · accession 0001179110-18-001378
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Blaser
Officer — Executive Vice President
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Jan 31, 2018 | M | 27,733 | $22.3919 | A | 156,587 | D | |
| Common shares without par value | Jan 31, 2018 | S | 890 | $62.235 | D | 155,697 | D | |
| Common shares without par value | Jan 31, 2018 | S | 500 | $62.24 | D | 155,197 | D | |
| Common shares without par value | Jan 31, 2018 | S | 1,798 | $62.245 | D | 153,399 | D | |
| Common shares without par value | Jan 31, 2018 | S | 6,400 | $62.25 | D | 146,999 | D | |
| Common shares without par value | Jan 31, 2018 | S | 2,931 | $62.255 | D | 144,068 | D | |
| Common shares without par value | Jan 31, 2018 | S | 4,613 | $62.26 | D | 139,455 | D | |
| Common shares without par value | Jan 31, 2018 | S | 2,501 | $62.265 | D | 136,954 | D | |
| Common shares without par value | Jan 31, 2018 | S | 5,660 | $62.27 | D | 131,294 | D | |
| Common shares without par value | Jan 31, 2018 | S | 1,340 | $62.275 | D | 129,954 | D | |
| Common shares without par value | Jan 31, 2018 | S | 400 | $62.28 | D | 129,554 | D | |
| Common shares without par value | Jan 31, 2018 | S | 600 | $62.285 | D | 128,954 | D | |
| Common shares without par value | Jan 31, 2018 | S | 100 | $62.29 | D | 128,854 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $22.3919 | Jan 31, 2018 | M | 27,733 | D | Feb 18, 2014 | Feb 17, 2021 | Common shares | 27,733 | 0 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).