SEC Form 4 · accession 0000899243-18-002486
ARMO BioSciences, Inc. · ARMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Neil Nanpeng Shen
10% Owner
SC CHINA HOLDING Ltd
10% Owner
SNP China Enterprises Ltd
10% Owner
SC China Venture VI Management, L.P.
10% Owner
SCC Venture VI Holdco, LTD.
10% Owner
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001693664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2018 | C | 809,800 | — | A | 809,800 | I | By SCC Venture VI Holdco, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C-1 Preferred StockF2,F1 | — | Jan 30, 2018 | C | 809,800 | D | — | — | Common Stock | 809,800 | 0 | I |
Explanation of responses
- F1The Series C-1 Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C-1 Preferred Stock automatically converted into shares of Common Stock.
- F2SCC Venture VI Holdco, Ltd. is wholly owned by Sequoia Capital China Venture Fund VI, L.P. The general partner of Sequoia Capital China Venture Fund VI, L.P. is SC China Venture VI Management L.P, the general partner of which is SC China Holding Limited, a company incorporated in the Cayman Islands. SC China Holding Limited is wholly owned by SNP China Enterprises Limited, a company wholly owned by Mr. Neil Nanpeng Shen. The address for Mr. Shen is Room 3606, China Central Place Tower 3, 77 Jianguo Road, Chaoyang District, Beijing 100027, China. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Remarks
* /s/ Jung Yeon Son, by power of attorney for Neil Nanpeng Shen, an authorized signatory of SC China Holding Limited, the general partner of SC China Venture VI Management L.P., the general partner of Sequoia Capital China Venture VI, L.P., the sole member of SCC Venture VI Holdco, Ltd.