SEC Form 4/A · accession 0001721868-18-000075
ALR TECHNOLOGIES INC. · ALRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sidney Chan
Officer — CEO · Director · 10% Owner
Period of report
May 29, 2015
Accepted (ET)
Feb 1, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087022
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F3 | $0.03 | Mar 6, 2011 | A | 35,750,000 | A | Mar 6, 2011 | May 29, 2020 | Common Stock | 35,750,000 | 35,750,000 | D |
| Stock OptionsF1,F3 | $0.03 | Mar 7, 2010 | A | 20,000,000 | A | Mar 7, 2010 | May 29, 2020 | Common Stock | 20,000,000 | 20,000,000 | D |
| Stock OptionsF1,F3 | $0.03 | Dec 28, 2012 | A | 50,000,000 | A | Dec 28, 2012 | May 29, 2020 | Common Stock | 50,000,000 | 50,000,000 | D |
| Stock OptionsF1,F3 | $0.03 | Dec 28, 2012 | A | 14,250,000 | A | Dec 28, 2012 | May 29, 2020 | Common Stock | 14,250,000 | 14,250,000 | D |
| Stock OptionsF1,F3 | $0.03 | Apr 1, 2014 | A | 83,333,400 | A | Apr 1, 2014 | May 29, 2020 | Common Stock | 83,333,400 | 83,333,400 | D |
| Stock OptionsF1,F3 | $0.03 | Apr 1, 2014 | A | 26,666,700 | A | Apr 1, 2014 | May 29, 2020 | Common Stock | 26,666,700 | 26,666,700 | D |
| Stock OptionsF2,F3 | $0.015 | May 29, 2015 | A | 330,000,100 | A | May 29, 2015 | May 29, 2020 | Common Stock | 330,000,100 | 330,000,100 | D |
| Stock OptionsF4 | $0.002 | Jul 1, 2016 | A | 4,390,001,300 | A | Jul 16, 2016 | Jul 1, 2021 | Common Stock | 4,390,001,300 | 4,390,001,300 | D |
Explanation of responses
- F1On May 29, 2015, the options I held to acquire 230,000,1000 shares of common stock of the Company at an exercise price of $0.03 per share was modified so as to be exercisable at a price of $0.015 per share and the expiry date was extended to May 29, 2020;
- F2On May 29, 2015, I was granted the option to acquire 330,000,1000 shares of common stock of the Company at a price of $0.015 per share for a term of five years;
- F3On July 1, 2016, the options I held to acquire 560,000,2000 shares of common stock of the Company at an exercise price of $0.015 per share was modified so as to be exercisable at a price of $0.002 per share, and
- F4On July 1, 2016, I was granted the option to acquire 4,390,001,300 shares of common stock of the Company at a price of $0.002 per share for a term of five years