Form4insider filings, from the source

Insider · CIK 0001594628

Robert S Lowenthal

Files at: OPY. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $11k · 5sales $0 · 0net $11k
$10k$10k$100k$100k$1M$1MbuyssalesJan 2014Sep 2014May 2015Feb 2016Oct 2016Jun 2017Feb 2018

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 28, 2019 JForm 4 →Feb 1, 2:57 pm ESTOPPENHEIMER HOLDINGS INCOPY2,482——38,630— plan? late
Feb 26, 2018 PForm 5 →Feb 1, 2019, 2:42 pm ESTOPPENHEIMER HOLDINGS INCOPY54$29.18$1,5903,659+1.51% plan?
Dec 28, 2017 JForm 4 →Dec 29, 2:34 pm ESTOPPENHEIMER HOLDINGS INCOPY3,755——34,602— plan?
Feb 24, 2017 PForm 5 →Feb 1, 2018, 3:29 pm ESTOPPENHEIMER HOLDINGS INCOPY86$18.20$1,5663,605+2.45% plan?
Feb 22, 2017 JForm 5 →Feb 1, 2018, 3:29 pm ESTOPPENHEIMER HOLDINGS INCOPY1,546——36,148— plan?
Feb 26, 2016 PForm 5 →Feb 13, 2017, 1:46 pm ESTOPPENHEIMER HOLDINGS INCOPY96$15.81$1,5153,519+2.80% plan?
Feb 10, 2016 JForm 4 →Feb 12, 1:03 pm ESTOPPENHEIMER HOLDINGS INCOPY3,313——30,847— plan?
Feb 27, 2015 PForm 5 →Feb 16, 2016, 4:02 pm ESTOPPENHEIMER HOLDINGS INCOPY71$20.89$1,4793,423+2.11% plan?
Jan 6, 2014 PForm 5 →Feb 13, 2015, 5:22 pm ESTOPPENHEIMER HOLDINGS INCOPY203$23.34$4,7363,352+6.44% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 28, 2019 JForm 4 →Feb 1, 2:57 pm ESTOPPENHEIMER HOLDINGS INCOPY23,268——63,392— late
Jan 30, 2018 JForm 4 →Feb 1, 6:01 pm ESTOPPENHEIMER HOLDINGS INCOPY5,000——48,924—
Dec 28, 2017 JForm 4 →Dec 29, 2:34 pm ESTOPPENHEIMER HOLDINGS INCOPY8,500——47,424—
Feb 22, 2017 JForm 5 →Feb 1, 2018, 3:29 pm ESTOPPENHEIMER HOLDINGS INCOPY3,500——43,924—
Jan 26, 2017 JForm 4 →Jan 27, 4:00 pm ESTOPPENHEIMER HOLDINGS INCOPY15,000——55,924—
Feb 24, 2016 JForm 4 →Feb 26, 3:23 pm ESTOPPENHEIMER HOLDINGS INCOPY10,000——40,924—
Feb 10, 2016 JForm 4 →Feb 12, 1:03 pm ESTOPPENHEIMER HOLDINGS INCOPY7,500——30,924—
Feb 26, 2015 JForm 4 →Mar 3, 4:58 pm ESTOPPENHEIMER HOLDINGS INCOPY5,000——38,424— late
Jan 29, 2015 JForm 4/A →Feb 13, 4:59 pm ESTOPPENHEIMER HOLDINGS INCOPY9,524——33,424—
Jan 29, 2015 JForm 4 →Feb 2, 12:04 pm ESTOPPENHEIMER HOLDINGS INCOPY9,524——33,424— amended