SEC Form 5 · accession 0001594628-15-000003
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Lowenthal
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stock | Jan 6, 2014 | P | 6 | $24.04 | A | 3,156 | I | Participant Oppenheimer 401 K Plan |
| Class A non-voting common stock | Jan 16, 2014 | P | 40 | $24.16 | A | 3,196 | I | Participant Oppenheimer 401 K Plan |
| Class A non-voting common stock | Feb 3, 2014 | P | 35 | $22.99 | A | 3,231 | I | Participant Oppenheimer 401 K Plan |
| Class A non-voting common stock | Feb 5, 2014 | P | 74 | $22.82 | A | 3,305 | I | Participant Oppenheimer 401 K Plan |
| Class A non-voting common stock | Feb 28, 2014 | P | 0 | $27.31 | A | 3,306 | I | Participant Oppenheimer 401 K Plan |
| Class A non-voting common stock | May 27, 2014 | P | 15 | $23.95 | A | 3,321 | I | Participant Oppenheimer 401 K Plan |
| Class A non-voting common stock | Aug 29, 2014 | P | 15 | $24.16 | A | 3,336 | I | Participant Oppenheimer 401 K Plan |
| Class A non-voting common stock | Dec 2, 2014 | P | 16 | $22.78 | A | 3,352 | I | Participant Oppenheimer 401 K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.