SEC Form 4 · accession 0001209191-18-006730
QUANTUM CORP /DE/ · QMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dennis
Officer — President and CEO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000709283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | A | 125,000 | $0.00 | A | 125,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.20 | Feb 1, 2018 | A | 250,000 | A | — | Feb 1, 2025 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Restricted stock units will vest in equal installments on 02/01/2019, 02/01/2020, and 02/01/2021.
- F2Stock options will vest in equal installments on 02/01/2019, 02/01/2020, 02/01/2021 and 02/01/2022.