SEC Form 4 · accession 0001127602-18-003569
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Gangestad
Officer — Sr. VP & CFO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 1,681 | $78.72 | A | 23,562 | D | |
| Common Stock | Feb 1, 2018 | S | 1,681 | $249.7596 | D | 21,881 | D | |
| Common StockF1,F2 | Feb 1, 2018 | G | 1,500 | $0.00 | D | 20,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $78.72 | Feb 1, 2018 | M | 1,681 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 1,681 | 1,681 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
- F3This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).