Company · CIK 0001403256 · SIC 6282 — Investment Advice
Och-Ziff Capital Management Group LLC · OZM
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2019 SForm 4 → | Mar 5, 4:20 pm EST | David Michael LevineChief Legal Officer | 7,961 | $12.76 | $101,556 | 0 | −100% | plan? |
| Mar 1, 2019 MForm 4 → | Mar 5, 4:20 pm EST | David Michael LevineChief Legal Officer | 7,961 | — | — | 7,961 | — | plan? |
| Feb 15, 2019 SForm 4 → | Feb 19, 4:13 pm EST | Erez ElishaChief Accounting Officer | 1,758 | $13.33 | $23,433 | 1,758 | −50.0% | plan? |
| Feb 5, 2019 MForm 4 → | Feb 6, 4:15 pm EST | Robert Scott ShafirChief Executive Officer, Director | 373,256 | — | — | 373,256 | — | plan? |
| Jan 22, 2019 SForm 4 → | Jan 24, 6:11 pm EST | Erez ElishaChief Accounting Officer | 1,758 | $12.15 | $21,355 | 3,516 | −33.3% | plan? |
| Jan 7, 2019 AForm 4 → | Jan 9, 4:10 pm EST | Daniel OchDirector, 10% Owner | 7,694 | — | — | 203,401 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 4:33 pm EST | Georganne ProctorDirector | 108,696 | — | — | 233,364 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 4:32 pm EST | Richard G KetchumDirector | 108,696 | — | — | 171,165 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 4:31 pm EST | Michael D FascitelliDirector | 108,696 | — | — | 171,470 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 4:30 pm EST | Marcy EngelDirector | 108,696 | — | — | 171,470 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 4:29 pm EST | Allan S BufferdDirector | 108,696 | — | — | 251,052 | — | plan? |
| Dec 31, 2018 SForm 4 → | Jan 3, 2019, 4:34 pm EST | Erez ElishaChief Accounting Officer | 300,748 | $0.9074 | $272,899 | 0 | −100% | plan? |
| Dec 31, 2018 DMForm 4 → | Jan 3, 2019, 4:34 pm EST | James S LevinChief Investment Officer | 9,494,417 | $0.96 | $3,173,280 | 291,208 | — | plan? |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:08 pm EST | Erez ElishaChief Accounting Officer | 300,748 | — | — | 300,748 | — | plan? |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:25 pm EST | Richard G KetchumDirector | 1,167 | — | — | 62,469 | — | plan? |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:24 pm EST | Georganne ProctorDirector | 3,172 | — | — | 124,668 | — | plan? |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:23 pm EST | Michael D FascitelliDirector | 1,173 | — | — | 62,774 | — | plan? |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:22 pm EST | Marcy EngelDirector | 1,173 | — | — | 62,774 | — | plan? |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:21 pm EST | Allan S BufferdDirector | 3,172 | — | — | 142,356 | — | plan? |
| Sep 14, 2018 SForm 4 → | Sep 17, 4:38 pm EDT | David Michael LevineChief Legal Officer | 26,186 | $1.66 | $43,469 | 0 | −100% | plan? |
| Sep 14, 2018 MForm 4 → | Sep 17, 4:38 pm EDT | David Michael LevineChief Legal Officer | 26,186 | — | — | 26,186 | — | plan? |
| Aug 23, 2018 SForm 4 → | Aug 23, 4:12 pm EDT | David Michael LevineChief Legal Officer | 145 | $1.88 | $273 | 0 | −100% | plan? |
| Aug 23, 2018 MForm 4 → | Aug 23, 4:12 pm EDT | David Michael LevineChief Legal Officer | 145 | — | — | 145 | — | plan? |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:08 pm EDT | Michael D FascitelliDirector | 625 | — | — | 61,601 | — | plan? |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:04 pm EDT | Georganne ProctorDirector | 1,688 | — | — | 121,496 | — | plan? |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:04 pm EDT | Marcy EngelDirector | 625 | — | — | 61,601 | — | plan? |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:03 pm EDT | Richard G KetchumDirector | 622 | — | — | 61,302 | — | plan? |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:03 pm EDT | Allan S BufferdDirector | 1,688 | — | — | 139,184 | — | plan? |
| Aug 15, 2018 SForm 4 → | Aug 16, 4:11 pm EDT | David Michael LevineChief Legal Officer | 14,146 | $2.00 | $28,292 | 0 | −100% | plan? |
| Aug 14, 2018 MForm 4 → | Aug 16, 4:11 pm EDT | David Michael LevineChief Legal Officer | 14,146 | — | — | 14,146 | — | plan? |
| Jul 31, 2018 AForm 4 → | Aug 2, 7:33 am EDT | Richard G KetchumDirector | 60,680 | — | — | 60,680 | — | plan? |
| Jun 5, 2018 AForm 4 → | Jun 7, 4:28 pm EDT | Michael D FascitelliDirector | 60,976 | — | — | 60,976 | — | plan? |
| Jun 5, 2018 AForm 4 → | Jun 7, 4:27 pm EDT | Marcy EngelDirector | 60,976 | — | — | 60,976 | — | plan? |
| May 21, 2018 AForm 4 → | May 22, 5:00 pm EDT | Jerome P KenneyDirector | 1,599 | — | — | 157,496 | — | plan? |
| May 21, 2018 AForm 4 → | May 22, 5:00 pm EDT | Allan S BufferdDirector | 1,599 | — | — | 137,496 | — | plan? |
| May 21, 2018 AForm 4 → | May 22, 4:59 pm EDT | Georganne ProctorDirector | 1,599 | — | — | 119,808 | — | plan? |
| May 21, 2018 AForm 4 → | May 22, 4:59 pm EDT | J Barry GriswellDirector | 1,833 | — | — | 163,951 | — | plan? |
| Apr 24, 2018 SForm 4 → | Apr 25, 4:10 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 305,729 | $2.04 | $623,320 | 0 | −100% | plan? |
| Apr 20, 2018 SForm 4 → | Apr 24, 4:15 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 357,634 | $2.26 | $809,479 | 305,729 | −53.9% | plan? |
| Apr 18, 2018 SForm 4 → | Apr 20, 5:39 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 286,400 | $2.26 | $648,185 | 663,363 | −30.2% | plan? |
| Apr 16, 2018 SForm 4 → | Apr 18, 4:14 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 301,400 | $2.30 | $693,255 | 949,763 | −24.1% | plan? |
| Apr 12, 2018 SForm 4 → | Apr 16, 4:32 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 262,909 | $2.33 | $611,640 | 1,251,163 | −17.4% | plan? |
| Apr 10, 2018 SForm 4 → | Apr 12, 4:45 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 777,800 | $2.26 | $1,755,586 | 1,514,072 | −33.9% | plan? |
| Apr 6, 2018 SForm 4 → | Apr 10, 4:19 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 219,205 | $2.29 | $502,714 | 2,291,872 | −8.73% | plan? |
| Apr 6, 2018 SForm 4 → | Apr 10, 4:18 pm EDT | David Michael LevineChief Legal Officer | 72,895 | $2.30 | $167,682 | 0 | −100% | plan? |
| Mar 5, 2018 DMForm 4 → | Mar 6, 6:15 pm EST | David Michael LevineChief Legal Officer | 3,942 | $2.65 | $5,223 | 72,895 | — | plan? |
| Mar 5, 2018 AForm 4 → | Mar 6, 6:14 pm EST | Georganne ProctorDirector | 4,203 | — | — | 118,209 | — | plan? |
| Mar 5, 2018 AForm 4 → | Mar 6, 6:13 pm EST | Allan S BufferdDirector | 4,203 | — | — | 135,897 | — | plan? |
| Mar 5, 2018 AForm 4 → | Mar 6, 6:12 pm EST | J Barry GriswellDirector | 4,818 | — | — | 162,118 | — | plan? |
| Mar 5, 2018 AForm 4 → | Mar 6, 6:10 pm EST | Jerome P KenneyDirector | 4,203 | — | — | 155,897 | — | plan? |
| Mar 1, 2018 DMForm 4 → | Mar 1, 4:31 pm EST | David Michael LevineChief Legal Officer | 149,238 | $2.67 | $199,233 | 72,895 | — | plan? |
| Feb 16, 2018 DForm 4 → | Feb 21, 9:06 pm EST | James S LevinCo-CIO and Head of Glbl Credit | 35,000,000 | — | — | 17,710,494 | — | plan? |
| Feb 1, 2018 DMForm 4 → | Feb 1, 4:15 pm EST | David Michael LevineChief Legal Officer | 55,962 | $2.56 | $71,631 | 72,895 | — | plan? |
| Jan 31, 2018 FMForm 4 → | Feb 1, 4:15 pm EST | Erez ElishaChief Accounting Officer | 107,005 | $2.40 | $65,114 | 52,743 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 4:13 pm EST | Jerome P KenneyDirector | 46,642 | — | — | 151,694 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 4:13 pm EST | Allan S BufferdDirector | 46,642 | — | — | 131,694 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 4:12 pm EST | J Barry GriswellDirector | 46,642 | — | — | 157,300 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 4:12 pm EST | William P BarrDirector | 46,642 | — | — | 198,660 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 4:11 pm EST | Georganne ProctorDirector | 46,642 | — | — | 114,006 | — | plan? |
| Dec 29, 2017 SForm 4 → | Jan 2, 2018, 4:10 pm EST | Erez ElishaChief Accounting Officer | 47,699 | $2.51 | $119,724 | 0 | −100% | plan? |
| Dec 26, 2017 FMForm 4 → | Dec 26, 4:26 pm EST | Erez ElishaChief Accounting Officer | 103,633 | $2.64 | $73,833 | 47,699 | — | plan? |
| Nov 20, 2017 AForm 4 → | Nov 22, 4:18 pm EST | Jerome P KenneyDirector | 712 | — | — | 105,052 | — | plan? |
| Nov 20, 2017 AForm 4 → | Nov 22, 4:18 pm EST | William P BarrDirector | 964 | — | — | 152,018 | — | plan? |
| Nov 20, 2017 AForm 4 → | Nov 22, 4:17 pm EST | J Barry GriswellDirector | 859 | — | — | 110,658 | — | plan? |
| Nov 20, 2017 AForm 4 → | Nov 22, 4:16 pm EST | Georganne ProctorDirector | 712 | — | — | 67,364 | — | plan? |
| Nov 20, 2017 AForm 4 → | Nov 22, 4:16 pm EST | Allan S BufferdDirector | 712 | — | — | 85,052 | — | plan? |
| Sep 14, 2017 DMForm 4 → | Sep 14, 5:03 pm EDT | David Michael LevineChief Legal Officer | 49,704 | $2.87 | $71,325 | 72,895 | — | plan? |
| Aug 21, 2017 AForm 4 → | Aug 23, 6:04 pm EDT | Allan S BufferdDirector | 750 | — | — | 84,340 | — | plan? |
| Aug 21, 2017 AForm 4 → | Aug 23, 6:03 pm EDT | William P BarrDirector | 1,015 | — | — | 151,054 | — | plan? |
| Aug 21, 2017 AForm 4 → | Aug 23, 6:03 pm EDT | Georganne ProctorDirector | 750 | — | — | 66,652 | — | plan? |
| Aug 21, 2017 AForm 4 → | Aug 23, 6:03 pm EDT | Jerome P KenneyDirector | 750 | — | — | 104,340 | — | plan? |
| Aug 21, 2017 AForm 4 → | Aug 23, 6:02 pm EDT | J Barry GriswellDirector | 905 | — | — | 109,799 | — | plan? |
| Aug 14, 2017 DMForm 4 → | Aug 15, 4:02 pm EDT | David Michael LevineChief Legal Officer | 40,364 | $2.93 | $59,133 | 72,895 | — | plan? |
| May 19, 2017 AForm 4 → | May 23, 5:03 pm EDT | William P BarrDirector | 1,275 | — | — | 150,039 | — | plan? |
| May 19, 2017 AForm 4 → | May 23, 5:02 pm EDT | J Barry GriswellDirector | 1,136 | — | — | 108,894 | — | plan? |
| May 19, 2017 AForm 4 → | May 23, 5:02 pm EDT | Allan S BufferdDirector | 941 | — | — | 83,590 | — | plan? |
| May 19, 2017 AForm 4 → | May 23, 5:01 pm EDT | Georganne ProctorDirector | 941 | — | — | 65,902 | — | plan? |
| May 19, 2017 AForm 4 → | May 23, 5:01 pm EDT | Jerome P KenneyDirector | 941 | — | — | 103,590 | — | plan? |
| May 9, 2017 AForm 4 → | May 11, 4:30 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 39,000,000 | — | — | 52,710,494 | — | plan? |
| May 9, 2017 AForm 4 → | May 11, 4:30 pm EDT | David Michael LevineChief Legal Officer | 500,000 | — | — | 500,000 | — | plan? |
| May 9, 2017 AForm 4 → | May 11, 4:29 pm EDT | David WindreichCo-Chief Investment Officer, Director | 2,000,000 | — | — | 38,353,888 | — | plan? |
| May 9, 2017 AForm 4 → | May 11, 4:29 pm EDT | Wayne CohenPresident and COO | 6,700,000 | — | — | 10,249,486 | — | plan? |
| May 9, 2017 AForm 4 → | May 11, 4:29 pm EDT | Harold KellyCo-Head of Glbl Cnv and Drv Ar | 2,000,000 | — | — | 12,005,196 | — | plan? |
| May 9, 2017 AForm 4 → | May 11, 4:28 pm EDT | Alesia J HaasChief Financial Officer | 500,000 | — | — | 500,000 | — | plan? |
| Mar 21, 2017 AForm 4 → | Mar 22, 4:13 pm EDT | Daniel OchChief Executive Officer, Director, 10% Owner | 172,459 | — | — | 127,299,511 | — | plan? |
| Mar 8, 2017 MForm 4 → | Mar 8, 7:24 pm EST | David Michael LevineChief Legal Officer | 99 | — | — | 72,895 | — | plan? |
| Mar 6, 2017 AForm 4 → | Mar 8, 7:26 pm EST | J Barry GriswellDirector | 392 | — | — | 107,758 | — | plan? |
| Mar 6, 2017 AForm 4 → | Mar 8, 7:25 pm EST | Jerome P KenneyDirector | 392 | — | — | 102,649 | — | plan? |
| Mar 6, 2017 AForm 4 → | Mar 8, 7:25 pm EST | Allan S BufferdDirector | 392 | — | — | 82,649 | — | plan? |
| Mar 6, 2017 AForm 4 → | Mar 8, 7:25 pm EST | Georganne ProctorDirector | 392 | — | — | 64,961 | — | plan? |
| Mar 6, 2017 AForm 4 → | Mar 8, 7:25 pm EST | William P BarrDirector | 533 | — | — | 148,764 | — | plan? |
| Mar 1, 2017 DForm 4 → | Mar 3, 6:05 pm EST | Daniel OchChief Executive Officer, Director, 10% Owner | 30,000,000 | — | — | 127,127,052 | — | plan? |
| Mar 1, 2017 MForm 4 → | Mar 3, 5:40 pm EST | David Michael LevineChief Legal Officer | 26,316 | — | — | 72,796 | — | plan? |
| Mar 1, 2017 AForm 4 → | Mar 2, 4:00 pm EST | J Barry GriswellDirector | 22,797 | — | — | 107,366 | — | plan? |
| Feb 1, 2017 MForm 4 → | Feb 2, 4:16 pm EST | David Michael LevineChief Legal Officer | 46,480 | — | — | 46,480 | — | plan? |
| Jan 24, 2017 PForm 4 → | Jan 26, 4:08 pm EST | ABRAMS CAPITAL MANAGEMENT, L.P. +410% Owner | 1,357,680 | $3.20 | $4,344,576 | 22,238,592 | +6.50% | plan? |
| Jan 11, 2017 PForm 4 → | Jan 13, 4:17 pm EST | ABRAMS CAPITAL MANAGEMENT, L.P. +310% Owner | 250,000 | $3.19 | $797,500 | 20,880,912 | +1.21% | plan? |
| Jan 6, 2017 PForm 4 → | Jan 10, 4:59 pm EST | ABRAMS CAPITAL MANAGEMENT, L.P. +310% Owner | 653,900 | $3.25 | $2,122,363 | 20,630,912 | +3.27% | plan? |
| Jan 3, 2017 PForm 4 → | Jan 5, 5:26 pm EST | ABRAMS CAPITAL MANAGEMENT, L.P. +310% Owner | 1,027,020 | $3.23 | $3,314,611 | 19,977,012 | +5.42% | plan? |
| Jan 3, 2017 AForm 4 → | Jan 4, 6:53 pm EST | J Barry GriswellDirector | 40,441 | — | — | 84,569 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2019 MForm 4 → | Mar 5, 4:20 pm EST | David Michael LevineChief Legal Officer | 7,961 | — | — | 18,380 | — | |
| Feb 7, 2019 ADForm 4 → | Feb 11, 5:12 pm EST | Wayne CohenPresident and COO | 362,371 | — | — | 0 | — | |
| Feb 7, 2019 DForm 4 → | Feb 11, 5:12 pm EST | Daniel OchDirector, 10% Owner | 12,729,954 | — | — | 0 | — | |
| Feb 7, 2019 DForm 4 → | Feb 11, 5:12 pm EST | James S LevinChief Investment Officer | 771,048 | — | — | 0 | — | |
| Feb 5, 2019 MForm 4 → | Feb 6, 4:15 pm EST | Robert Scott ShafirChief Executive Officer, Director | 373,256 | — | — | 960,349 | — | |
| Jan 22, 2019 AForm 4 → | Jan 24, 6:12 pm EST | James S LevinChief Investment Officer | 76,336 | — | — | 76,336 | — | |
| Jan 22, 2019 AForm 4 → | Jan 24, 6:12 pm EST | Robert Scott ShafirChief Executive Officer, Director | 250,000 | — | — | 250,000 | — | |
| Jan 22, 2019 AForm 4 → | Jan 24, 6:11 pm EST | Erez ElishaChief Accounting Officer | 16,540 | — | — | 16,540 | — | |
| Jan 22, 2019 AForm 4 → | Jan 24, 6:10 pm EST | Thomas Michael SippChief Financial Officer | 31,061 | — | — | 31,061 | — | |
| Jan 22, 2019 AForm 4 → | Jan 24, 6:10 pm EST | David Michael LevineChief Legal Officer | 26,718 | — | — | 26,718 | — | |
| Dec 31, 2018 MForm 4 → | Jan 3, 2019, 4:34 pm EST | James S LevinChief Investment Officer | 6,188,917 | — | — | 2,500,120 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:08 pm EST | Erez ElishaChief Accounting Officer | 300,748 | — | — | 415,835 | — | |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:24 pm EST | David Michael LevineChief Legal Officer | 4,923 | — | — | 263,430 | — | |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:23 pm EST | Erez ElishaChief Accounting Officer | 15,225 | — | — | 623,754 | — | |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:22 pm EST | Robert Scott ShafirChief Executive Officer, Director | 279,069 | — | — | 12,804,640 | — | |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:21 pm EST | Thomas Michael SippChief Financial Officer | 58,294 | — | — | 3,118,775 | — | |
| Nov 20, 2018 AForm 4 → | Nov 21, 4:21 pm EST | James S LevinCo-CIO and Head of Glbl Credit | 267,258 | — | — | 3,125,163 | — | |
| Sep 14, 2018 MForm 4 → | Sep 17, 4:38 pm EDT | David Michael LevineChief Legal Officer | 26,186 | — | — | 258,507 | — | |
| Aug 23, 2018 MForm 4 → | Aug 23, 4:12 pm EDT | David Michael LevineChief Legal Officer | 145 | — | — | 284,693 | — | |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:07 pm EDT | Robert Scott ShafirChief Executive Officer, Director | 148,742 | — | — | 12,565,301 | — | |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:06 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 142,444 | — | — | 3,066,751 | — | |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:06 pm EDT | Thomas Michael SippChief Financial Officer | 31,070 | — | — | 3,060,481 | — | |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:05 pm EDT | Erez ElishaChief Accounting Officer | 8,115 | — | — | 612,096 | — | |
| Aug 20, 2018 AForm 4 → | Aug 22, 5:02 pm EDT | David Michael LevineChief Legal Officer | 3,035 | — | — | 284,838 | — | |
| Aug 14, 2018 MForm 4 → | Aug 16, 4:11 pm EDT | David Michael LevineChief Legal Officer | 14,146 | — | — | 281,803 | — | |
| May 21, 2018 AForm 4 → | May 22, 5:02 pm EDT | James S LevinCo-CIO and Head of Glbl Credit | 134,838 | — | — | 3,035,619 | — | |
| May 21, 2018 AForm 4 → | May 22, 5:01 pm EDT | David Michael LevineChief Legal Officer | 2,873 | — | — | 295,949 | — | |
| May 21, 2018 AForm 4 → | May 22, 4:59 pm EDT | Robert Scott ShafirChief Executive Officer, Director | 140,799 | — | — | 2,064,696 | — | |
| May 21, 2018 AForm 4 → | May 22, 4:58 pm EDT | Erez ElishaChief Accounting Officer | 7,681 | — | — | 605,882 | — | |
| May 21, 2018 AForm 4 → | May 22, 4:58 pm EDT | Thomas Michael SippChief Financial Officer | 29,411 | — | — | 3,029,411 | — | |
| May 3, 2018 AForm 4 → | May 4, 4:09 pm EDT | Thomas Michael SippChief Financial Officer | 3,000,000 | — | — | 3,000,000 | — | |
| Apr 23, 2018 AForm 4 → | Apr 24, 4:14 pm EDT | Erez ElishaChief Accounting Officer | 600,000 | — | — | 600,000 | — | |
| Mar 8, 2018 GJForm 4 → | Mar 12, 7:29 am EDT | Daniel OchDirector, 10% Owner | 48,946,782 | $1.58 | $14,667,963 | 81,795,246 | — | |
| Mar 8, 2018 JForm 4 → | Mar 9, 4:33 pm EST | David WindreichCo-Chief Investment Officer, Director | 18,481,012 | $1.58 | $29,199,999 | 30,421,004 | — | |
| Mar 5, 2018 AForm 4 → | Mar 6, 6:18 pm EST | Robert Scott ShafirChief Executive Officer, Director | 369,600 | — | — | 2,044,651 | — | |
| Mar 5, 2018 AForm 4 → | Mar 6, 6:17 pm EST | James S LevinCo-CIO and Head of Glbl Credit | 353,959 | — | — | 3,600,247 | — | |
| Mar 5, 2018 AForm 4 → | Mar 6, 6:16 pm EST | Erez ElishaChief Accounting Officer | 4,725 | — | — | 75,024 | — | |
| Mar 5, 2018 AMForm 4 → | Mar 6, 6:15 pm EST | David Michael LevineChief Legal Officer | 11,484 | — | — | 293,076 | — | |
| Mar 1, 2018 MForm 4 → | Mar 1, 4:31 pm EST | David Michael LevineChief Legal Officer | 74,619 | — | — | 285,534 | — | |
| Feb 16, 2018 ADForm 4 → | Feb 21, 9:06 pm EST | James S LevinCo-CIO and Head of Glbl Credit | 19,400,000 | — | — | 3,507,595 | — | |
| Feb 5, 2018 AForm 4 → | Feb 7, 6:52 pm EST | Robert Scott ShafirChief Executive Officer, Director | 23,992,032 | — | — | 1,992,032 | — | |
| Feb 1, 2018 MForm 4 → | Feb 1, 4:15 pm EST | David Michael LevineChief Legal Officer | 27,981 | — | — | 360,153 | — | |
| Jan 31, 2018 AMForm 4 → | Feb 1, 4:15 pm EST | Erez ElishaChief Accounting Officer | 152,968 | — | — | 73,094 | — | |
| Dec 26, 2017 MForm 4 → | Dec 26, 4:26 pm EST | Erez ElishaChief Accounting Officer | 75,666 | — | — | 86,404 | — | |
| Nov 20, 2017 AForm 4 → | Nov 22, 4:17 pm EST | Erez ElishaChief Accounting Officer | 1,657 | — | — | 79,874 | — | |
| Nov 20, 2017 AForm 4 → | Nov 22, 4:17 pm EST | David Michael LevineChief Legal Officer | 2,464 | — | — | 388,134 | — | |
| Sep 14, 2017 MForm 4 → | Sep 14, 5:03 pm EDT | David Michael LevineChief Legal Officer | 24,852 | — | — | 385,670 | — | |
| Aug 21, 2017 AForm 4 → | Aug 23, 6:02 pm EDT | David Michael LevineChief Legal Officer | 2,764 | — | — | 410,522 | — | |
| Aug 21, 2017 AForm 4 → | Aug 23, 6:02 pm EDT | Erez ElishaChief Accounting Officer | 1,748 | — | — | 79,367 | — | |
| Aug 14, 2017 MForm 4 → | Aug 15, 4:02 pm EDT | David Michael LevineChief Legal Officer | 20,182 | — | — | 407,758 | — | |
| May 19, 2017 AForm 4 → | May 23, 5:03 pm EDT | Erez ElishaChief Accounting Officer | 2,193 | — | — | 78,833 | — | |
| May 19, 2017 AForm 4 → | May 23, 5:02 pm EDT | David Michael LevineChief Legal Officer | 3,642 | — | — | 427,940 | — | |
| Mar 21, 2017 AForm 4 → | Mar 22, 4:13 pm EDT | Daniel OchChief Executive Officer, Director, 10% Owner | 172,459 | — | — | 51,200,467 | — | |
| Mar 6, 2017 AForm 4 → | Mar 8, 7:26 pm EST | Erez ElishaChief Accounting Officer | 918 | — | — | 78,163 | — | |
| Mar 6, 2017 AMForm 4 → | Mar 8, 7:24 pm EST | David Michael LevineChief Legal Officer | 1,720 | — | — | 424,298 | — | |
| Mar 1, 2017 DJForm 4 → | Mar 3, 6:05 pm EST | Daniel OchChief Executive Officer, Director, 10% Owner | 35,751,290 | — | — | 76,099,044 | — | |
| Mar 1, 2017 MForm 4 → | Mar 3, 5:40 pm EST | David Michael LevineChief Legal Officer | 26,316 | — | — | 422,776 | — | |
| Feb 1, 2017 MForm 4 → | Feb 2, 4:16 pm EST | David Michael LevineChief Legal Officer | 46,480 | — | — | 449,092 | — | |
| Jan 31, 2017 AForm 4 → | Feb 2, 4:16 pm EST | Erez ElishaChief Accounting Officer | 204,256 | — | — | 77,882 | — | |
| Jan 23, 2017 AForm 4 → | Jan 25, 6:26 pm EST | David Michael LevineChief Legal Officer | 495,572 | — | — | 495,572 | — | |
| Dec 26, 2016 MForm 4 → | Dec 27, 4:06 pm EST | Erez ElishaChief Accounting Officer | 43,889 | — | — | 37,891 | — | |
| Mar 23, 2016 AForm 4 → | Mar 23, 4:34 pm EDT | Joel FrankChief Financial Officer, Director | 205 | — | — | 4,449,800 | — | |
| Mar 23, 2016 AForm 4 → | Mar 23, 4:33 pm EDT | Zoltan VargaExecutive Managing Director | 412 | — | — | 13,116,611 | — | |
| Mar 23, 2016 AForm 4 → | Mar 23, 4:32 pm EDT | Harold KellyExecutive Managing Director | 294 | — | — | 8,175,371 | — | |
| Mar 23, 2016 AForm 4 → | Mar 23, 4:29 pm EDT | James S LevinHead of Global Credit | 602 | — | — | 10,689,744 | — | |
| Mar 23, 2016 AForm 4 → | Mar 23, 4:26 pm EDT | Wayne CohenExecutive Managing Director | 103 | — | — | 3,142,151 | — | |
| Mar 23, 2016 AForm 4 → | Mar 23, 4:17 pm EDT | David WindreichHead of US & Europe Investing, Director | 1,042 | — | — | 10,001,334 | — | |
| Mar 23, 2016 AForm 4 → | Mar 23, 4:16 pm EDT | Daniel OchChief Executive Officer, Director, 10% Owner | 4,433 | — | — | 63,532,909 | — | |
| Feb 9, 2016 AForm 4 → | Feb 11, 4:33 pm EST | Daniel OchChief Executive Officer, Director, 10% Owner | 1,244 | — | — | 63,528,476 | — | |
| Feb 9, 2016 AForm 4 → | Feb 11, 4:32 pm EST | David WindreichHead of US & Europe Investing, Director | 292 | — | — | 11,772,821 | — | |
| Feb 9, 2016 AForm 4 → | Feb 11, 4:31 pm EST | Joel FrankChief Financial Officer, Director | 57 | — | — | 4,449,595 | — | |
| Feb 9, 2016 AForm 4 → | Feb 11, 4:30 pm EST | Wayne CohenExecutive Managing Director | 29 | — | — | 3,142,048 | — | |
| Feb 9, 2016 AForm 4 → | Feb 11, 4:29 pm EST | Harold KellyExecutive Managing Director | 82 | — | — | 8,175,077 | — | |
| Feb 9, 2016 AForm 4 → | Feb 11, 4:28 pm EST | Zoltan VargaExecutive Managing Director | 116 | — | — | 13,116,199 | — | |
| Feb 9, 2016 AForm 4 → | Feb 11, 4:27 pm EST | James S LevinHead of Global Credit | 169 | — | — | 10,689,142 | — | |
| Jan 4, 2016 AForm 4 → | Jan 6, 5:07 pm EST | Jerome P KenneyDirector | 18,685 | — | — | 18,685 | — | |
| Jan 4, 2016 AForm 4 → | Jan 6, 5:05 pm EST | J Barry GriswellDirector | 18,685 | — | — | 18,685 | — | |
| Jan 4, 2016 AForm 4 → | Jan 6, 5:04 pm EST | Allan S BufferdDirector | 18,685 | — | — | 18,685 | — | |
| Jan 4, 2016 AForm 4 → | Jan 6, 5:03 pm EST | Georganne ProctorDirector | 18,685 | — | — | 18,685 | — | |
| Dec 26, 2015 MForm 4 → | Dec 29, 4:23 pm EST | James S LevinHead of Global Credit | 1,654,989 | — | — | 0 | — | |
| Nov 20, 2015 AForm 4 → | Nov 24, 4:47 pm EST | James S LevinHead of Global Credit | 11,842 | — | — | 1,654,989 | — | |
| Nov 20, 2015 AForm 4 → | Nov 24, 4:46 pm EST | Jerome P KenneyDirector | 359 | — | — | 9,334 | — | |
| Nov 20, 2015 AForm 4 → | Nov 24, 4:33 pm EST | Allan S BufferdDirector | 359 | — | — | 9,334 | — | |
| Nov 20, 2015 AForm 4 → | Nov 24, 4:32 pm EST | J Barry GriswellDirector | 359 | — | — | 9,334 | — | |
| Nov 20, 2015 AForm 4 → | Nov 24, 4:26 pm EST | Georganne ProctorDirector | 359 | — | — | 9,334 | — | |
| Aug 21, 2015 AForm 4 → | Aug 25, 7:05 pm EDT | Allan S BufferdDirector | 675 | — | — | 9,268 | — | |
| Aug 21, 2015 AForm 4 → | Aug 25, 7:04 pm EDT | J Barry GriswellDirector | 675 | — | — | 9,268 | — | |
| Aug 21, 2015 AForm 4 → | Aug 25, 7:03 pm EDT | Georganne ProctorDirector | 675 | — | — | 9,268 | — | |
| Aug 21, 2015 AForm 4 → | Aug 25, 7:02 pm EDT | Jerome P KenneyDirector | 675 | — | — | 9,268 | — | |
| Aug 21, 2015 AForm 4 → | Aug 25, 7:01 pm EDT | James S LevinHead of Global Credit | 22,140 | — | — | 1,643,147 | — | |
| May 22, 2015 AForm 4 → | May 27, 7:17 pm EDT | Jerome P KenneyDirector | 852 | — | — | 9,144 | — | |
| May 22, 2015 AForm 4 → | May 27, 7:16 pm EDT | Georganne ProctorDirector | 852 | — | — | 9,144 | — | |
| May 22, 2015 AForm 4 → | May 27, 7:15 pm EDT | James S LevinHead of Global Credit | 27,925 | — | — | 1,621,007 | — | |
| May 22, 2015 AForm 4 → | May 27, 7:14 pm EDT | J Barry GriswellDirector | 852 | — | — | 9,144 | — | |
| May 22, 2015 AForm 4 → | May 27, 7:14 pm EDT | Allan S BufferdDirector | 852 | — | — | 9,144 | — | |
| Mar 6, 2015 GJForm 4 → | Mar 10, 5:56 pm EDT | David WindreichHead of US & Europe Investing, Director, 10% Owner | 6,323,241 | — | — | 20,421,004 | — | |
| Mar 3, 2015 GForm 5 → | Feb 11, 2016, 4:26 pm EST | James S LevinHead of Global Credit | 809,342 | — | — | 3,020,750 | — | |
| Feb 25, 2015 AForm 4 → | Feb 26, 4:33 pm EST | Joel FrankChief Financial Officer, Director | 7,173 | — | — | 4,449,538 | — | |
| Feb 25, 2015 AForm 4 → | Feb 26, 4:33 pm EST | Daniel OchChief Executive Officer, Director, 10% Owner | 155,506 | — | — | 63,527,232 | — | |
| Feb 25, 2015 AForm 4 → | Feb 26, 4:33 pm EST | David WindreichHead of US & Europe Investing, Director, 10% Owner | 36,528 | — | — | 14,475,828 | — |