SEC Form 4 · accession 0001403256-16-000165
Och-Ziff Capital Management Group LLC · OZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan S Bufferd
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403256
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Restricted Share UnitsF1 | — | Jan 4, 2016 | A | 18,685 | A | — | — | Class A Shares | 18,685 | 18,685 | D |
Explanation of responses
- F1The Class A Restricted Share Units vest in full, subject to certain limited exceptions, on the first anniversary of January 1, 2016. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors.